FOUR LEAF ACQUISITION CORP SEC Filings

Four Leaf Acquisition Corp amendment reports that Clear Street LLC beneficially owns 59,337 shares of common stock, representing 5.9% of the class, with sole voting and dispositive power. The amendment states warrants inadvertently included in a prior filing are not exercisable.

The filing is signed by John DiBacco as Head of Markets Trading on 05/20/2026.

Four Leaf Acquisition Corp ownership disclosure: Clear Street LLC reports beneficial ownership of 119,137 shares of common stock, representing 11.7% of the class as of 05/05/2026. The filing lists 119,137 shares as shares with sole voting and sole dispositive power. The filing is signed by John DiBacco, Head of Markets Trading.

Four Leaf Acquisition Corp ownership disclosure: Clear Street LLC reports beneficial ownership of 119,137 shares of common stock, representing 11.7% of the class as of 05/05/2026. The filing lists 119,137 shares as shares with sole voting and sole dispositive power. The filing is signed by John DiBacco, Head of Markets Trading.

The Goldman Sachs Group, Inc. and Goldman Sachs & Co. LLC filed a Schedule 13G reporting beneficial ownership of 78,647 shares of Four Leaf Acquisition Corporation Class A common stock (CUSIP 35088F107), representing 7.2% of the class. The cover page shows shared voting and dispositive power of 78,647 shares. The filing is a joint filing under a signed agreement and includes a disclosure that certain client accounts and other entities are disclaimed from beneficial ownership in accordance with Release No. 34-39538.

The Goldman Sachs Group, Inc. and Goldman Sachs & Co. LLC filed a Schedule 13G reporting beneficial ownership of 78,647 shares of Four Leaf Acquisition Corporation Class A common stock (CUSIP 35088F107), representing 7.2% of the class. The cover page shows shared voting and dispositive power of 78,647 shares. The filing is a joint filing under a signed agreement and includes a disclosure that certain client accounts and other entities are disclaimed from beneficial ownership in accordance with Release No. 34-39538.

Four Leaf Acquisition Corp is being removed from the Nasdaq Stock Market. Nasdaq filed a Form 25 to strike the company’s Class A common stock, units, and warrants from listing and/or registration under Section 12(b) of the Securities Exchange Act of 1934. The filing states that the Exchange has complied with its rules to remove these securities from listing and registration, and also notes that the issuer has complied with Exchange rules and SEC requirements governing voluntary withdrawal. This action means the company’s securities will no longer trade on Nasdaq once the delisting process is complete.

Four Leaf Acquisition Corp is being removed from the Nasdaq Stock Market. Nasdaq filed a Form 25 to strike the company’s Class A common stock, units, and warrants from listing and/or registration under Section 12(b) of the Securities Exchange Act of 1934. The filing states that the Exchange has complied with its rules to remove these securities from listing and registration, and also notes that the issuer has complied with Exchange rules and SEC requirements governing voluntary withdrawal. This action means the company’s securities will no longer trade on Nasdaq once the delisting process is complete.

AQR Capital Management affiliates report no beneficial ownership of Four Leaf Acquisition Corp Class A common stock. The filing names three U.S.-organized reporting persons—AQR Capital Management, LLC; AQR Capital Management Holdings, LLC; and AQR Arbitrage, LLC—and discloses that each has 0 shares and 0% of the class for sole and shared voting and dispositive power. The filing identifies the issuer's principal executive office and states the entities agree this Schedule 13G is filed on behalf of each party, noting the ownership relationship among the AQR entities.

AQR Capital Management affiliates report no beneficial ownership of Four Leaf Acquisition Corp Class A common stock. The filing names three U.S.-organized reporting persons—AQR Capital Management, LLC; AQR Capital Management Holdings, LLC; and AQR Arbitrage, LLC—and discloses that each has 0 shares and 0% of the class for sole and shared voting and dispositive power. The filing identifies the issuer's principal executive office and states the entities agree this Schedule 13G is filed on behalf of each party, noting the ownership relationship among the AQR entities.

AQR Capital Management affiliates report no beneficial ownership of Four Leaf Acquisition Corp Class A common stock. The filing names three U.S.-organized reporting persons—AQR Capital Management, LLC; AQR Capital Management Holdings, LLC; and AQR Arbitrage, LLC—and discloses that each has 0 shares and 0% of the class for sole and shared voting and dispositive power. The filing identifies the issuer's principal executive office and states the entities agree this Schedule 13G is filed on behalf of each party, noting the ownership relationship among the AQR entities.

Calamos Market Neutral Income Fund filed an amended Schedule 13G reporting beneficial ownership of 231,000 Class A shares of Four Leaf Acquisition Corp (CUSIP 35088F107), representing 22.8% of the class. The filer is organized in Massachusetts and reports sole voting and sole dispositive power over all 231,000 shares. The filing lists Four Leaf's principal executive office at 4545 El Camino Real B10 #175, Los Altos, CA, and the filer’s address at 2020 Calamos Ct, Naperville, IL. The amendment is signed by Erik D. Ojala, Senior Vice President and Secretary, dated 09/02/2025. The statement indicates this is a passive Schedule 13G disclosure of a large beneficial position in the issuer.

Calamos Market Neutral Income Fund filed an amended Schedule 13G reporting beneficial ownership of 231,000 Class A shares of Four Leaf Acquisition Corp (CUSIP 35088F107), representing 22.8% of the class. The filer is organized in Massachusetts and reports sole voting and sole dispositive power over all 231,000 shares. The filing lists Four Leaf's principal executive office at 4545 El Camino Real B10 #175, Los Altos, CA, and the filer’s address at 2020 Calamos Ct, Naperville, IL. The amendment is signed by Erik D. Ojala, Senior Vice President and Secretary, dated 09/02/2025. The statement indicates this is a passive Schedule 13G disclosure of a large beneficial position in the issuer.

Four Leaf Acquisition Corporation reported that on August 21, 2025 it received a notice from Nasdaq stating the company failed to timely file its Quarterly Report on Form 10-Q for the period ended June 30, 2025. Nasdaq had already issued earlier deficiency notices and this new notice provides an additional basis for potentially delisting the company’s securities from The Nasdaq Stock Market.

The company later filed the delayed Form 10-Q on August 27, 2025, after the notice was received. The filing also notes that Four Leaf had appealed Nasdaq’s prior delisting determination and obtained an extension, so the new notice adds to existing listing-compliance concerns even though the missing report has now been submitted.

Four Leaf Acquisition Corporation (FORLW) filed a Form 10-Q with financial detail on its trust account, redemptions, extensions and a proposed merger with Xiaoyu Dida. The company raised $54.21 million in its IPO and placed most net proceeds into a Trust Account invested in short-term government securities. Significant redemptions reduced trust funds: 2,752,307 public shares redeemed for ~$30.2 million and 1,708,386 shares exercised redemption rights restricting ~$19.9 million as of June 30, 2025 (paid in August 2025). The Sponsor provided working capital loans and extension deposits totaling multiple monthly deposits and a $542,100 convertible Extension Note. The company disclosed liquidity pressure—only $9,804 held outside the Trust Account—and may need additional financing if a business combination is not completed by September 22, 2025 (or June 22, 2026 if extensions apply). The Merger with Xiaoyu Dida is conditioned on customary approvals and filings and is not guaranteed.

Wolverine Asset Management LLC and related reporting persons disclosed a series of purchases and one sale of Class A common stock of Four Leaf Acquisition Corp. The filings show purchases on 07/11/2025, 07/24/2025 and 07/28/2025 at prices of $11.57, $11.56 and $11.53, respectively, and a sale of 1,000 shares on 08/14/2025 at $11.67. After the reported purchases the beneficial ownership reported ranged around 184,630–185,530 shares, held indirectly by Wolverine Flagship Fund Trading Limited. The filing notes 130 shares are subject to short-swing matchability and that the reporting person agreed to pay $17.17 representing the profit realized on those short-swing transactions.

Wolverine Asset Management LLC and affiliated reporting persons disclosed indirect ownership of 185,500 Class A common shares of Four Leaf Acquisition Corp (FORL) on a Form 3. The filing states the reporting persons became beneficial owners of more than 10% of outstanding shares solely because the issuer reported a large voluntary redemption of shares, which reduced the total outstanding shares as of June 27, 2025. The shares are held directly by Wolverine Flagship Fund Trading Limited; Wolverine Asset Management is the fund manager and Wolverine Holdings, L.P., Wolverine Trading Partners, Inc., Robert R. Bellick and Christopher L. Gust are identified in the ownership chain. Each reporting person disclaims beneficial ownership except to the extent of their pecuniary interest.