[8-K] Forge Global Holdings, Inc. Reports Material Event

Rhea-AI Filing Summary

Forge Global Holdings (FRGE) furnished an investor update. On November 13, 2025, the company posted supplemental financial information and key business metrics related to its results for the quarter ended September 30, 2025, on its investor relations website. The materials are furnished as Exhibit 99.1 under Item 2.02 of a Form 8-K.

The company notes the furnished materials are not deemed “filed” for purposes of Section 18 of the Exchange Act and are not automatically incorporated by reference into other filings. An Inline XBRL cover page (Exhibit 104) is included.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): November 13, 2025

Forge Global Holdings, Inc.

(Exact name of Registrant as specified in its charter)

Delaware			001-39794			99-4383083
(State or other jurisdiction of incorporation)			(Commission File Number)			(I.R.S. Employer Identification No.)

4 Embarcadero Center Floor 15 San Francisco, California (Address of principal executive offices) 94111 (Zip Code)

(415) 881-1612

(Registrant’s telephone number, including area code)

N/A

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐			Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐			Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐			Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐			Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading Symbol(s)

Name of each exchange on which registered

Common Stock, $0.0001 par value per share

FRGE

NYSE

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  o

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o

Item 2.02. Results of Operations and Financial Condition.

On November 13, 2025, Forge Global Holdings, Inc. posted a presentation of supplemental financial information and key business metrics related to its results for the quarter ended September 30, 2025 to its website at https://ir.forgeglobal.com. A copy of the supplemental materials is furnished herewith as Exhibit 99.1 to this Current Report on Form 8-K (“Current Report”) and is incorporated herein by reference.

The information in Item 2.02 of this Current Report and the accompanying exhibit shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) or otherwise subject to the liabilities of that section, nor shall they be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, regardless of any general incorporation language in such filing, unless expressly incorporated by reference in such filing.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits

Exhibit Number			Description
99.1			Supplemental Investor Information.
104			Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

			Forge Global Holdings, Inc.
November 13, 2025						/s/ Kelly Rodriques
			Name:			Kelly Rodriques
			Title:			Chief Executive Officer

FAQ

What did Forge Global (FRGE) announce in its Form 8-K?

The company furnished supplemental financial information and key business metrics for the quarter ended September 30, 2025, as Exhibit 99.1.

Where can I access FRGE’s supplemental investor materials?

They are posted on the investor relations website at https://ir.forgeglobal.com and furnished as Exhibit 99.1.

Which period do the FRGE materials cover?

They relate to results for the quarter ended September 30, 2025.

Are the FRGE materials considered “filed” under the Exchange Act?

No. They are furnished under Item 2.02 and are not deemed “filed” for purposes of Section 18.

Is the FRGE Exhibit 99.1 incorporated by reference into other filings?

No, unless expressly incorporated by reference in a specific filing.

What additional exhibit did FRGE include with the 8-K?

Exhibit 104, the cover page Inline XBRL tags.