Forge Global (FRGE) CAO uses 755 shares to cover RSU tax withholding

Rhea-AI Filing Summary

Forge Global Holdings, Inc. Chief Accounting Officer Catherine M. Dondzila reported a Form 4 transaction involving 755 shares of common stock on February 20, 2026. The shares were withheld by the company to satisfy tax withholding obligations from net-settled restricted stock units, leaving her with 55,743 directly held shares.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Dondzila Catherine M

(Last) (First) (Middle)

4 EMBARCADERO CENTER, FLOOR 15

(Street)

SAN FRANCISCO CA 94111

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Forge Global Holdings, Inc. [ FRGE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Accounting Officer

3. Date of Earliest Transaction (Month/Day/Year)
02/20/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, $0.0001 par value per share	02/20/2026		F		755(1)	D	$0	55,743	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of restricted stock units.

Remarks:

	/s/ James Nevin, Attorney-in-Fact	02/24/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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FAQ

What insider transaction did Forge Global (FRGE) report for Catherine M. Dondzila?

Forge Global’s Chief Accounting Officer, Catherine M. Dondzila, reported a disposition of 755 common shares. The shares were withheld by the company to cover tax obligations arising from the net settlement of restricted stock units, rather than an open-market sale.

Was the Forge Global (FRGE) insider transaction an open-market sale?

No, the 755-share disposition was not an open-market sale. The filing states the shares were withheld by Forge Global to satisfy tax withholding and remittance obligations connected to net-settled restricted stock units granted to the officer.

How many Forge Global (FRGE) shares does Catherine M. Dondzila hold after the transaction?

After the 755-share tax-withholding disposition, Catherine M. Dondzila directly holds 55,743 shares of Forge Global common stock. This figure reflects her ownership following the net settlement of restricted stock units and related tax share withholding described in the Form 4.

What does transaction code “F” mean in the Forge Global (FRGE) Form 4?

Transaction code “F” on the Forge Global Form 4 indicates payment of an exercise price or tax liability by delivering securities. Here, 755 shares were withheld by the issuer to satisfy tax withholding tied to restricted stock unit settlement, not through market trading.

What type of security was involved in the Forge Global (FRGE) insider transaction?

The transaction involved Forge Global common stock with a par value of $0.0001 per share. These shares were withheld to cover tax obligations from the net settlement of restricted stock units, as detailed in the Form 4 and accompanying footnote disclosure.

Did the Forge Global (FRGE) Chief Accounting Officer directly own the transacted shares?

Yes, the Form 4 identifies the ownership as direct for the Chief Accounting Officer. After 755 shares were withheld to satisfy tax obligations on restricted stock units, her directly held position in Forge Global common stock totaled 55,743 shares.