Forge Global (FRGE) director receives 1,416 fully vested RSUs at $0

Rhea-AI Filing Summary

Forge Global Holdings, Inc. director Kimberley H. Vogel reported an equity award in the form of restricted stock units. On January 28, 2026, she was granted 1,416 RSUs of common stock at a reported price of $0 per share.

The RSUs were granted under the company’s 2022 Stock Option and Incentive Plan, are 100% vested on the grant date, and will settle on the nearest monthly settlement date following grant. After this award, she directly holds 27,121 common shares and indirectly holds 5,521 shares through the Kim Vogel, Inc. Defined Benefit Plan.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Vogel Kimberley H

(Last) (First) (Middle)

4 EMBARCADERO CENTER, FLOOR 15

(Street)

SAN FRANCISCO CA 94111

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Forge Global Holdings, Inc. [ FRGE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
01/28/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, $0.0001 par value per share	01/28/2026		A		1,416(1)	A	$0	27,121	D
Common Stock, $0.0001 par value per share								5,521	I	Kim Vogel, Inc. Defined Benefit Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. These shares represent restricted stock units ("RSUs") granted under the Forge Global Holdings, Inc. 2022 Stock Option and Incentive Plan. Each unit represents a right to receive one share of the Issuer's common stock. 100% of the RSUs are vested as of the date of grant and shall settle on the nearest monthly settlement date following the date of grant.

Remarks:

	/s/ James Nevin, Attorney-in-Fact	01/30/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Forge Global (FRGE) report for Kimberley H. Vogel?

Forge Global reported that director Kimberley H. Vogel received 1,416 restricted stock units of common stock on January 28, 2026. The award was recorded at a price of $0 per share and increases her directly held Forge Global common stock to 27,121 shares.

How many Forge Global (FRGE) shares does Kimberley H. Vogel own after this Form 4?

After the reported transaction, Kimberley H. Vogel directly owns 27,121 shares of Forge Global common stock. She also has indirect ownership of 5,521 shares held through the Kim Vogel, Inc. Defined Benefit Plan, according to the beneficial ownership details disclosed in the Form 4 filing.

What are the terms of the 1,416 RSUs granted to the Forge Global (FRGE) director?

The 1,416 restricted stock units granted to Kimberley H. Vogel each represent the right to receive one Forge Global common share. All RSUs are fully vested as of the grant date and will settle on the nearest monthly settlement date following the January 28, 2026 grant.

Under which plan were the Forge Global (FRGE) RSUs granted to Kimberley H. Vogel?

The RSUs were granted under the Forge Global Holdings, Inc. 2022 Stock Option and Incentive Plan. This plan provides equity awards, and in this case, delivers 1,416 fully vested restricted stock units that convert into common shares on the nearest monthly settlement date after grant.

What does the $0 price on Kimberley H. Vogel’s Forge Global (FRGE) RSU grant mean?

The Form 4 lists a transaction price of $0 per share for the 1,416 RSUs granted to Kimberley H. Vogel. This reflects that the director did not pay cash for the award, which is typical for equity compensation grants under stock incentive plans.

How is indirect ownership reported for Forge Global (FRGE) director Kimberley H. Vogel?

In addition to directly held shares, the filing reports 5,521 Forge Global common shares as indirectly owned by Kimberley H. Vogel. These shares are held through the Kim Vogel, Inc. Defined Benefit Plan, which is identified as the nature of indirect beneficial ownership in the Form 4.