Forge Global Holdings (FRGE) CAO Form 4 tax withholding shares reported

Rhea-AI Filing Summary

Forge Global Holdings, Inc. reported an insider equity transaction by Chief Accounting Officer Catherine M. Dondzila. On January 12, 2026, 666 shares of common stock were withheld by the company to cover tax withholding and remittance obligations tied to the net settlement of restricted stock units. The transaction was coded as an "F" event, indicating a tax-related share withholding rather than an open-market trade, at a stated price of $0 per share. After this tax withholding, Dondzila directly beneficially owned 48,185 shares of Forge Global common stock.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Dondzila Catherine M

(Last) (First) (Middle)

4 EMBARCADERO CENTER, FLOOR 15

(Street)

SAN FRANCISCO CA 94111

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Forge Global Holdings, Inc. [ FRGE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Accounting Officer

3. Date of Earliest Transaction (Month/Day/Year)
01/12/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, $0.0001 par value per share	01/12/2026		F		666(1)	D	$0	48,185	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of restricted stock units.

Remarks:

	/s/ James Nevin, Attorney-in-Fact	01/14/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who is the insider in the FRGE Form 4 filing?

The insider is Catherine M. Dondzila, who serves as the Chief Accounting Officer of Forge Global Holdings, Inc. and is the reporting person in this Form 4.

What transaction did the Forge Global (FRGE) insider report?

Catherine M. Dondzila reported that 666 shares of common stock were withheld on January 12, 2026 to satisfy tax withholding and remittance obligations related to restricted stock units.

Was the FRGE Form 4 transaction an open-market sale or purchase?

No. The Form 4 shows a transaction code "F", and the footnote states the 666 shares were withheld by Forge Global to cover tax obligations from the net settlement of restricted stock units, not an open-market trade.

How many Forge Global (FRGE) shares does the insider own after the transaction?

Following the reported tax withholding transaction, Catherine M. Dondzila directly beneficially owned 48,185 shares of Forge Global common stock.

What was the reported price for the FRGE insider tax withholding transaction?

The Form 4 lists a per-share price of $0 for the 666 withheld shares, consistent with shares being retained by the issuer to satisfy tax obligations rather than sold in the market.

Does the FRGE Form 4 indicate indirect ownership or third-party entities?

No. The filing identifies the 48,185 shares as held under direct (D) ownership by Catherine M. Dondzila, and the footnote only explains that the withheld shares satisfied tax obligations on restricted stock units.