Forge Global CAO reports 575-share tax withholding

Forge Global Holdings' Chief Accounting Officer Catherine M. Dondzila reported a disposal of 575 shares of common stock on February 10, 2026 to satisfy tax withholding obligations tied to restricted stock units.

Rhea-AI Filing Summary

Forge Global Holdings' Chief Accounting Officer Catherine M. Dondzila reported a disposal of 575 shares of common stock on February 10, 2026 to satisfy tax withholding obligations tied to restricted stock units. After this tax-withholding transaction, she directly owns 47,610 shares of Forge Global common stock.

Insider Trade Summary

Exercise Price or Tax Liability: 575 shares

Exercise Price or Tax Liability 1 txn

Insider Dondzila Catherine M

Role Chief Accounting Officer

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock, $0.0001 par value per share	575	$0.00	$0.00

Holdings After Transaction: Common Stock, $0.0001 par value per share — 47,610 shares (Direct)

Footnotes (1)

1. F1. Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of restricted stock units.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Forge Global (FRGE) report on February 10, 2026?

Forge Global reported that Chief Accounting Officer Catherine M. Dondzila disposed of 575 shares of common stock on February 10, 2026. The shares were withheld by the company to cover tax obligations from the net settlement of restricted stock units, not sold on the open market.

Was the Forge Global (FRGE) Form 4 transaction a sale of shares by the CAO?

The Form 4 does not show an open-market sale. Instead, 575 shares of Forge Global common stock were withheld by the issuer to satisfy tax withholding and remittance obligations arising from restricted stock units that settled to the executive.

How many Forge Global (FRGE) shares does the CAO own after this Form 4 transaction?

After the reported transaction, Chief Accounting Officer Catherine M. Dondzila directly owns 47,610 shares of Forge Global common stock. This figure reflects her holdings following the withholding of 575 shares to meet tax obligations related to restricted stock units.

What does transaction code "F" mean in the Forge Global (FRGE) Form 4 filing?

Transaction code "F" indicates payment of an exercise price or tax liability by delivering or withholding securities. In this case, 575 shares of Forge Global common stock were withheld to cover tax obligations from the vesting and net settlement of restricted stock units.

Who is the reporting person in this Forge Global (FRGE) Form 4 filing?

The reporting person is Catherine M. Dondzila, who serves as Forge Global Holdings, Inc.’s Chief Accounting Officer. The filing shows her as an officer of the company and reports her direct ownership and the tax-withholding disposition of 575 common shares.

How does this Forge Global (FRGE) Form 4 relate to restricted stock units?

The Form 4 explains that 575 shares were withheld to satisfy tax withholding and remittance obligations connected to the net settlement of restricted stock units. When RSUs vest into shares, companies often withhold some shares to cover the associated tax liability.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 02/12/2026 - 04:04 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Dondzila Catherine M

(Last) (First) (Middle)

4 EMBARCADERO CENTER, FLOOR 15

(Street)

SAN FRANCISCO CA 94111

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Forge Global Holdings, Inc. [ FRGE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Accounting Officer

3. Date of Earliest Transaction (Month/Day/Year)
02/10/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, $0.0001 par value per share	02/10/2026		F		575(1)	D	$0	47,610	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of restricted stock units.

Remarks:

	/s/ James Nevin, Attorney-in-Fact	02/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.