STOCK TITAN

Forge Global (FRGE) CAO awarded 8,888 RSUs, now holds 56,498 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Forge Global Holdings, Inc. Chief Accounting Officer Catherine M. Dondzila reported an acquisition of 8,888 shares of common stock on February 12, 2026. These are restricted stock units (RSUs) granted at a price of $0 per share under the company’s 2022 Stock Option and Incentive Plan.

Each RSU represents one share of common stock. Subject to her continued service with the company, 1/36th of the RSUs will vest in equal monthly installments starting on the one-month anniversary of the vesting commencement date. After this grant, she beneficially owns 56,498 shares of Forge Global common stock directly.

Positive

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Insider Dondzila Catherine M
Role Chief Accounting Officer
Type Security Shares Price Value
Grant/Award Common Stock, $0.0001 par value per share 8,888 $0.00 --
Holdings After Transaction: Common Stock, $0.0001 par value per share — 56,498 shares (Direct)
Footnotes (1)
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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Dondzila Catherine M

(Last) (First) (Middle)
4 EMBARCADERO CENTER, FLOOR 15

(Street)
SAN FRANCISCO CA 94111

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Forge Global Holdings, Inc. [ FRGE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Accounting Officer
3. Date of Earliest Transaction (Month/Day/Year)
02/12/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, $0.0001 par value per share 02/12/2026 A 8,888(1) A $0 56,498 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. These shares represent restricted stock units ("RSUs") granted under the Forge Global Holdings, Inc. 2022 Stock Option and Incentive Plan. Each unit represents a right to receive one share of the Issuer's common stock. Subject to the grantee's continued Service Relationship through each applicable vesting date, 1/36th of the RSUs shall vest in equal monthly installments starting on the one-month anniversary of the Vesting Commencement Date.
Remarks:
/s/ James Nevin, Attorney-in-Fact 02/17/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did FRGE disclose for Catherine M. Dondzila?

Forge Global Holdings, Inc. disclosed that Chief Accounting Officer Catherine M. Dondzila received 8,888 restricted stock units. The grant was reported as an acquisition at $0 per share, increasing her direct beneficial ownership to 56,498 shares of common stock.

How many FRGE shares does Catherine M. Dondzila own after this Form 4?

After the reported grant, Catherine M. Dondzila beneficially owns 56,498 shares of Forge Global Holdings, Inc. common stock. This figure reflects her direct ownership following the acquisition of 8,888 restricted stock units reported in the Form 4 filing.

What are the vesting terms of the FRGE RSUs granted on February 12, 2026?

The 8,888 Forge Global Holdings, Inc. RSUs vest in monthly installments. Subject to continued service, 1/36th of the RSUs vests each month, beginning on the one-month anniversary of the vesting commencement date, until the entire grant is fully vested.

Was the FRGE insider grant to Catherine M. Dondzila a cash purchase?

No, the grant to Catherine M. Dondzila was not a cash purchase. The Form 4 shows 8,888 restricted stock units acquired at a price of $0 per share as a grant or award under Forge Global Holdings, Inc.’s 2022 Stock Option and Incentive Plan.

What type of security did FRGE grant to its Chief Accounting Officer?

Forge Global Holdings, Inc. granted restricted stock units to its Chief Accounting Officer. Each RSU represents the right to receive one share of the company’s common stock, subject to monthly vesting over 36 installments tied to continued service.

Does the FRGE Form 4 show a stock sale by Catherine M. Dondzila?

The Form 4 does not show a stock sale by Catherine M. Dondzila. It reports an acquisition coded as a grant or award of 8,888 restricted stock units, increasing her direct beneficial ownership in Forge Global Holdings, Inc. common stock.