Forge Global CFO reports 1,680-share tax withholding

Forge Global Holdings, Inc. Chief Financial Officer Nevin James reported a tax-related share disposition.

Rhea-AI Filing Summary

Forge Global Holdings, Inc. Chief Financial Officer Nevin James reported a tax-related share disposition. On February 10, 2026, the company withheld 1,680 shares of common stock to satisfy tax withholding obligations tied to restricted stock units, a non-cash, code F transaction. Following this withholding, James directly beneficially owned 37,249 shares of Forge Global common stock.

Insider Trade Summary

Exercise Price or Tax Liability: 1,680 shares

Exercise Price or Tax Liability 1 txn

Insider Nevin James

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock, $0.0001 par value per share	1,680	$0.00	$0.00

Holdings After Transaction: Common Stock, $0.0001 par value per share — 37,249 shares (Direct)

Footnotes (1)

1. F1. Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of restricted stock units.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Forge Global (FRGE) report for Nevin James?

Forge Global’s Chief Financial Officer Nevin James reported a tax-withholding disposition of 1,680 common shares. The shares were withheld by the company to cover taxes from restricted stock units, rather than sold in the open market for cash proceeds.

Was the Forge Global (FRGE) CFO’s Form 4 transaction an open-market sale?

No, the transaction was not an open-market sale. Forge Global withheld 1,680 shares from CFO Nevin James to satisfy tax withholding on restricted stock units, classified as a Form 4 code F tax-liability payment using shares.

How many Forge Global (FRGE) shares does the CFO own after this transaction?

After the reported transaction, CFO Nevin James beneficially owned 37,249 shares of Forge Global common stock directly. This figure reflects his holdings following the 1,680-share tax-withholding disposition related to restricted stock unit settlement.

What does Form 4 code F mean in the Forge Global (FRGE) filing?

In this Forge Global filing, code F indicates shares were used to pay a tax liability. Specifically, 1,680 shares of common stock were withheld by the issuer to satisfy tax withholding obligations from restricted stock units granted to CFO Nevin James.

Did Forge Global (FRGE) CFO receive any cash from this Form 4 transaction?

No cash was reported as received by the CFO in this transaction. The Form 4 shows 1,680 shares withheld at a stated price of $0, solely to cover tax withholding and remittance obligations for restricted stock units.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 02/12/2026 - 04:10 PM EST Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Nevin James

(Last) (First) (Middle)

4 EMBARCADERO CENTER, FLOOR 15

(Street)

SAN FRANCISCO CA 94111

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Forge Global Holdings, Inc. [ FRGE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

3. Date of Earliest Transaction (Month/Day/Year)
02/10/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, $0.0001 par value per share	02/10/2026		F		1,680(1)	D	$0	37,249	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of restricted stock units.

Remarks:

	/s/ James Nevin, Attorney-in-Fact	02/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.