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[Form 4] Forge Global Holdings, Inc. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Forge Global Holdings, Inc. director Asiff S. Hirji reported a new equity award. On 01/28/2026, he received 1,133 shares of common stock at a price of $0 through fully vested restricted stock units granted under the company’s 2022 Stock Option and Incentive Plan.

Each RSU represents one share of Forge Global common stock and will settle on the nearest monthly settlement date after the grant. Following this grant, Hirji beneficially owns 60,670 shares directly, 16,967 shares indirectly through the Hirjii-Wigglesworth 2021 Grantor Retained Annuity Trust, and 13,359 shares indirectly through Hirji-Wigglesworth Partners, LP.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HIRJI ASIFF S

(Last) (First) (Middle)
4 EMBARCADERO CENTER, FLOOR 15

(Street)
SAN FRANCISCO CA 94111

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Forge Global Holdings, Inc. [ FRGE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/28/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, $0.0001 par value per share 01/28/2026 A 1,133(1) A $0 60,670 D
Common Stock, $0.0001 par value per share 16,967 I By Hirjii-Wigglesworth 2021 Grantor Retained Annuity Trust
Common Stock, $0.0001 par value per share 13,359 I By Hirji-Wigglesworth Partners, LP
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. These shares represent restricted stock units ("RSUs") granted under the Forge Global Holdings, Inc. 2022 Stock Option and Incentive Plan. Each unit represents a right to receive one share of the Issuer's common stock. 100% of the RSUs are vested as of the date of grant and shall settle on the nearest monthly settlement date following the date of grant.
Remarks:
/s/ James Nevin, Attorney-in-Fact 01/30/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Forge Global (FRGE) report for Asiff S. Hirji?

Forge Global director Asiff S. Hirji reported receiving 1,133 shares of common stock on January 28, 2026. The shares came from restricted stock units granted under the company’s 2022 Stock Option and Incentive Plan at a price of $0 per share.

How many Forge Global (FRGE) shares does Asiff S. Hirji own after this Form 4?

After the reported grant, Asiff S. Hirji beneficially owns 60,670 shares of Forge Global common stock directly. He also holds 16,967 shares indirectly through the Hirjii-Wigglesworth 2021 Grantor Retained Annuity Trust and 13,359 shares indirectly through Hirji-Wigglesworth Partners, LP.

What are the terms of the RSUs granted to Forge Global (FRGE) director Asiff S. Hirji?

The reported award consists of restricted stock units (RSUs) under Forge Global’s 2022 Stock Option and Incentive Plan. Each RSU represents one share of common stock, 100% vested as of the grant date, and will settle on the nearest monthly settlement date following the grant.

Was there a purchase price for the shares reported in the Forge Global (FRGE) Form 4?

The Form 4 shows that the 1,133 shares acquired by Asiff S. Hirji on January 28, 2026, had a $0 per-share price. This reflects shares delivered from vested restricted stock units rather than an open-market purchase for cash consideration.

How are Asiff S. Hirji’s indirect Forge Global (FRGE) holdings structured?

In addition to his direct holdings, Asiff S. Hirji reports 16,967 shares held indirectly through the Hirjii-Wigglesworth 2021 Grantor Retained Annuity Trust and 13,359 shares held indirectly through Hirji-Wigglesworth Partners, LP, as disclosed in the ownership table.
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