Forge Global (NYSE: FRGE) CEO share withholding for RSU taxes reporting

Rhea-AI Filing Summary

Forge Global Holdings, Inc. reported an insider equity transaction by Chief Executive Officer and director Kelly Rodriques. On 01/12/2026, 2,943 shares of common stock were withheld by the company $0 to satisfy tax withholding and remittance obligations related to the net settlement of restricted stock units.

Following this tax withholding, Rodriques beneficially owned 418,756 shares of Forge Global common stock in direct form. In addition, 4,718 shares were held indirectly through a Roth IRA account titled "By Forge Trust Co CFBO Kelly Rodriques Roth IRA."

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Rodriques Kelly

(Last) (First) (Middle)

4 EMBARCADERO CENTER, FLOOR 15

(Street)

SAN FRANCISCO CA 94111

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Forge Global Holdings, Inc. [ FRGE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

3. Date of Earliest Transaction (Month/Day/Year)
01/12/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, $0.0001 par value per share	01/12/2026		F		2,943(1)	D	$0	418,756	D
Common Stock, $0.0001 par value per share								4,718	I	By Forge Trust Co CFBO Kelly Rodriques Roth IRA

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of restricted stock units.

Remarks:

	/s/ James Nevin, Attorney-in-Fact	01/14/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Forge Global (FRGE) report for Kelly Rodriques?

The company reported that CEO and director Kelly Rodriques had 2,943 shares of Forge Global common stock withheld on 01/12/2026 to cover tax obligations tied to the net settlement of restricted stock units.

What does the Form 4 transaction code F mean for Forge Global (FRGE)?

Transaction code F on the Form 4 indicates that 2,943 shares were withheld by the issuer to satisfy tax withholding and remittance obligations connected to the settlement of restricted stock units, rather than an open-market purchase or sale.

How many Forge Global (FRGE) shares does Kelly Rodriques hold after this transaction?

After the reported transaction, Kelly Rodriques beneficially owned 418,756 shares of Forge Global common stock directly, and 4,718 shares indirectly through a Roth IRA held "By Forge Trust Co CFBO Kelly Rodriques Roth IRA."

Was this Forge Global (FRGE) CEO transaction an open-market sale or purchase?

No. According to the disclosure, the 2,943 shares were withheld by the issuer to meet tax withholding and remittance obligations related to the net settlement of restricted stock units, not an open-market trade.

What role does Kelly Rodriques hold at Forge Global (FRGE)?

Kelly Rodriques is identified as both a Director and the Chief Executive Officer of Forge Global Holdings, Inc. on the Form 4.

How are indirect Forge Global (FRGE) holdings of Kelly Rodriques structured?

The filing shows an indirect holding of 4,718 shares of Forge Global common stock held "By Forge Trust Co CFBO Kelly Rodriques Roth IRA," indicating ownership through a Roth IRA account.