[144] Freedom Holding Corp. SEC Filing

Rhea-AI Filing Summary

Form 144 notice from a person associated with Freedom Holding Corp. (FRHC) proposes the sale of 10,000 shares of common stock on or about 08/21/2025 through Freedom Finance Global PLC. The filing shows the shares being sold were acquired by vesting of an employee stock grant on 03/01/2024, with 62,500 shares recorded as acquired at that time and payment characterized as equity compensation. The aggregate market value of the proposed sale is listed as $1,692,500, with the issuer's shares outstanding shown as 61,221,687. The filer reports no securities sold in the past three months and affirms they are not aware of undisclosed material adverse information about the issuer.

Positive

• Full disclosure of transaction details including acquisition date, nature (equity compensation), broker, and planned sale date
• Attestation of no undisclosed material adverse information from the filer
• No securities sold in the past three months, as reported in the filing

Negative

• Proposed insider sale of 10,000 shares is disclosed (may increase available supply)
• Filing lacks identifying filer CIK/CCC details in the provided content

Insights

Financial Analyst

TL;DR: Routine insider sale filing; limited material impact given small proposed size relative to outstanding shares.

The Form 144 documents a planned sale of 10,000 common shares acquired through employee equity vesting. The filing provides key transaction details: acquisition date (03/01/2024), nature (equity compensation), broker (Freedom Finance Global PLC), approximate sale date (08/21/2025), and aggregate market value ($1,692,500). The filer also confirms no sales in the prior three months and attests to the absence of undisclosed material adverse information. For analysts, this appears to be a routine compliance notice required when insiders or affiliates plan to sell restricted or control securities; the disclosed size is small relative to the total shares outstanding reported in the form.

Corporate Governance Expert

TL;DR: Compliance-focused disclosure that documents an employee-derived holding being placed for public sale; governance implications are standard.

The document shows the seller obtained shares via vesting of an employee stock grant and is following Rule 144 procedures by filing a Form 144 prior to the proposed sale. The signature attestation reiterates the filer’s representation regarding material information, consistent with required insider certifications. No other governance events, such as executive departures or related-party transfers, are disclosed in the filing.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock, par value $0.001 per share	Freedom Finance Global PLC 16, Dostyk street, integral non-resident Talan Tower Offices Astana 1P 010017	10000	1692500	61221687	08/21/2025	The Nasdaq Capital M

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock, par value $0.001 per share	03/01/2024	Vesting of employee stock grant	Issuer			62500	03/01/2024	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for Freedom Holding Corp. (FRHC) disclose?

The filing discloses a proposed sale of 10,000 common shares through Freedom Finance Global PLC on or about 08/21/2025, acquired via employee stock grant vesting on 03/01/2024.

How were the shares being sold acquired according to the filing?

The shares were acquired by vesting of an employee stock grant on 03/01/2024, and payment is categorized as equity compensation.

What is the aggregate market value of the proposed sale in the Form 144?

The aggregate market value is listed as $1,692,500 for the proposed sale of 10,000 shares.

Did the filer report any securities sold in the past three months?

No. The filing states Nothing to Report for securities sold in the past three months.

Which broker is named for the proposed sale?

The broker listed is Freedom Finance Global PLC with an address in Astana.