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First Merchants Corp (FRME) awards 3,000 shares to HR chief

(Moderate)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

First Merchants Corp executive Steven C. Harris received a grant of 3,000 shares of common stock on 2026-08-03 at $43.63 per share. On 2026-08-02, 612 shares of common stock were withheld at $43.14 per share to satisfy an exercise price or tax liability. Harris’s holdings include Restricted Stock Awards totaling 8,910.223 shares and 148.472 shares held indirectly through a 401k plan.

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Insider Harris Steven C
Role Chief Human Resources Officer
Type Security Shares Price Value
Grant/Award Common F1 3,000 $43.63 $131K
Exercise Price or Tax Liability Common 612 $43.14 $26K
holding Common Stock -- -- --
Holdings After Transaction: Common — 22,648.558 shares (Direct); Common Stock — 148.472 shares (Indirect, 401k)
Footnotes (1)
  1. F1. Includes Restricted Stock Awards totaling 8,910.223 shares
Stock grant 3,000 shares Grant of common shares to Steven C. Harris on 2026-08-03 at $43.63 per share
Grant price $43.63 per share Price per share for the 3,000-share common stock grant on 2026-08-03
Shares withheld 612 shares Common shares withheld on 2026-08-02 to satisfy exercise price or tax liability at $43.14 per share
Withholding price $43.14 per share Per-share value for 612 shares withheld on 2026-08-02
Restricted Stock Awards 8,910.223 shares Restricted Stock Awards included in Harris’s holdings per footnote F1
401k holdings 148.472 shares Indirect common stock holdings in a 401k plan as of 2026-08-02
Restricted Stock Awards financial
"Includes Restricted Stock Awards totaling 8,910.223 shares"
Restricted stock awards are company shares given to employees or executives that cannot be sold or transferred until certain conditions — like staying with the company for a set time or meeting performance targets — are met, like a gift that is locked in a safe until rules are satisfied. Investors care because these awards tie management’s pay to company performance, can increase the number of shares outstanding when they become tradable (dilution), and may signal expected future selling pressure or commitment to long-term growth.
tax liability financial
"Payment of exercise price or tax liability by delivering or withholding securities"
exercise price financial
"Payment of exercise price or tax liability by delivering or withholding securities"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
401k financial
"nature_of_ownership: 401k"
An employer-sponsored retirement savings plan in the United States that lets workers set aside part of their paycheck into investments with tax advantages; some plans also include employer matching contributions, which is like free money added to your savings. It matters to investors because 401(k) balances represent a large pool of household retirement assets that influence personal financial security, investor behavior, and long-term demand for stocks and bonds.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What stock grant did First Merchants (FRME) report for executive Steven C. Harris?

Steven C. Harris, Chief Human Resources Officer, received a grant of 3,000 common shares of First Merchants Corp on 2026-08-03 at $43.63 per share. The award is recorded as a grant or award acquisition of non-derivative common stock.

How many First Merchants (FRME) shares were withheld for exercise price or taxes?

A total of 612 common shares were withheld on 2026-08-02 at $43.14 per share. The transaction is classified as payment of an exercise price or tax liability by delivering or withholding securities rather than an open-market sale.

What Restricted Stock Awards does Steven C. Harris hold at First Merchants (FRME)?

Holdings for Steven C. Harris include Restricted Stock Awards totaling 8,910.223 shares of First Merchants common stock. This figure comes from a footnote associated with the reported grant and reflects restricted shares included in his overall equity position.

What indirect 401k holdings are reported for Steven C. Harris in First Merchants (FRME) stock?

The report shows 148.472 shares of First Merchants common stock held indirectly through a 401k plan as of 2026-08-02. These shares are classified as indirect ownership, separate from directly held and restricted stock awards.

Was the reported First Merchants (FRME) insider activity under a Rule 10b5-1 plan?

The Rule 10b5-1 checkbox for this insider activity is not marked as affirming plan use. The transactions are presented as a grant and related withholding, without an accompanying statement that they were executed under a pre-arranged trading plan.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Harris Steven C

(Last)(First)(Middle)
200 E JACKSON ST

(Street)
MUNCIE INDIANA 47305

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
FIRST MERCHANTS CORP [ FRME ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)XOther (specify below)
Chief Human Resources OfficerExecutive Vice President
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/02/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common08/02/2026F612D$43.1419,648.558D
Common08/03/2026A3,000A$43.6322,648.558(1)D
Common Stock148.472I401k
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Includes Restricted Stock Awards totaling 8,910.223 shares
Remarks:
Paul Cento (Confirming Statement on File)08/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)