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Fermi Inc. SEC Filings

FRMI NASDAQ

Welcome to our dedicated page for Fermi SEC filings (Ticker: FRMI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Fermi Inc. filings document an emerging growth company developing private power and site infrastructure for Project Matador. Current reports describe common stock disclosure, material-event reporting, leadership and board changes, shareholder solicitation materials, and governance arrangements, including director nomination rights and charter-related control matters.

The company's 8-K filings also cover material definitive agreements and capital-structure matters, including equipment financing for Siemens Energy SGT-800 industrial gas turbines and related equipment for Project Matador. The filings identify operating subsidiaries used for project financing and disclose Regulation FD communications, shareholder voting matters, and operating and financial results categories.

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Caddis Holdings and Griffin Perry filed Amendment No. 2 to their Schedule 13D on Fermi Inc. to correct a clerical error in previously reported share sales under an option. They report beneficial ownership of 52,256,833 shares of Fermi common stock, representing 8.2% of the class, based on 637,574,239 shares outstanding as of May 11, 2026.

The position was originally acquired as co-founders before Fermi’s IPO for approximately $114,965.03. Recent dispositions resulted from an option granted in connection with Fermi’s Series C fundraising, with exercise decisions made by option holders rather than the reporting persons. Caddis retains board nomination rights while it holds more than 50% of its post-IPO shares and states it continues to hold a substantial majority of its position and to support Fermi’s board, management, and long-term plan.

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Fermi Inc. proxy solicitation by activist shareholder Toby R. Neugebauer is suspended as of July 3, 2026, after a Texas Business Court judge recused himself; the judge had reaffirmed an expedited discovery order in Neugebauer’s favor.

Neugebauer says roughly 70% of votes cast supported calling a special meeting and he will monitor the Board’s execution on Project Matador, retaining the option to resume his campaign or seek director elections if warranted.

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Fermi Inc. director Perry James Richard sold 863,637 shares of Common Stock in an open-market transaction at $7.31 per share. After the sale, he directly held 15,827,807 shares. According to a footnote, these sales were made pursuant to the exercise of options granted by certain founders in connection with Fermi’s Series C fundraising round prior to its initial public offering.

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Caddis Holdings, LP and Griffin Perry report beneficial ownership of 52,318,073 shares of Fermi Inc. common stock, representing 8.2% of the class. This percentage is based on 637,574,239 shares outstanding as of May 11, 2026. The position was originally acquired as co-founders before Fermi’s IPO for approximately $115,099.76 of Caddis investment capital.

The filing explains that recent share dispositions arose from the exercise of an option granted to investors in Fermi’s Series C round, with the decision to exercise resting with option holders rather than the reporting persons. Caddis and Perry state they continue to hold a substantial majority of their original position and reaffirm support for Fermi’s board, management, and long‑term strategy, as highlighted in a May 11, 2026 press release. A director nomination agreement gives Caddis the right to nominate one board designee while it beneficially owns more than 50% of the shares it held immediately after the IPO.

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Fermi Inc. is the subject of a Schedule 14A proxy solicitation led by Toby R. Neugebauer and affiliated participants seeking agent designations to call a special meeting. The solicitation protests a Board amendment imposing a 70% supermajority bylaw and follows litigation in the Texas Business Court, which the Company recently dismissed. The participants state Mr. Neugebauer beneficially owns 146,516,035 shares, including 44,656,376 held by Vicksburg Investments, 94,359,659 held by the Melissa A. Neugebauer 2020 Trust, and 7,500,000 vested restricted stock units. The participants urge shareholders to read the definitive proxy materials and to use the accompanying green agent designation card to support the call of a special meeting.

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Fermi Founder Parties (led by Toby R. Neugebauer) have filed a definitive Schedule 14A seeking to elect a new Board majority and to convene a Special Meeting to run an independent, banker-led, dual-track strategic alternatives process for Project Matador. The presentation argues key risks: lease pricing, financing, dilution, and execution, and says contracts (EPC, gas, grid, tenant agreements) can be assets or liabilities. The filing discloses Mr. Neugebauer beneficially owns 146,516,035 shares including vested RSUs. The proponents propose an independent committee, a market test of strategic bids versus a standalone leasing path, and challenge a Board-adopted 70% director-approval threshold.

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Fermi Inc. founding shareholder Toby R. Neugebauer and affiliated entities filed a definitive Schedule 14A proxy statement and related materials to solicit agent designations for a special meeting of shareholders to be called “as promptly as practicable.” The filing states Mr. Neugebauer beneficially owns 146,516,035 shares of common stock, comprised of 44,656,376 shares held by Vicksburg Investments Management LLC, 94,359,659 shares held by the Melissa A. Neugebauer 2020 Trust, and 7,500,000 shares underlying restricted stock units that vested on termination without cause.

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Fermi Inc. proxy contest: Toby R. Neugebauer and affiliated participants filed a definitive Schedule 14A seeking agent designations to call a special meeting via GREEN consent cards and announced a live Town Hall webinar on June 30, 2026 at 4:00 PM ET.

Two proxy advisory firms, Glass Lewis and Egan‑Jones, recommended that shareholders consent to calling the Special Meeting. Mr. Neugebauer beneficially owns 146,516,035 shares of Common Stock, comprising 44,656,376 (Vicksburg), 94,359,659 (Melissa A. Neugebauer 2020 Trust) and 7,500,000 vested RSU shares.

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Fermi Inc. participants led by Toby R. Neugebauer filed a definitive Schedule 14A to solicit agent designations for calling a special meeting of shareholders.

The filing states Mr. Neugebauer beneficially owns 146,516,035 shares of common stock, including 44,656,376 shares held by Vicksburg Investments Management LLC, 94,359,659 shares held by the Melissa A. Neugebauer 2020 Trust, and 7,500,000 shares underlying restricted stock units that vested on termination without cause. The proxy materials and a green agent designation card have been posted and will be available on the SEC website.

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FAQ

How many Fermi (FRMI) SEC filings are available on StockTitan?

StockTitan tracks 97 SEC filings for Fermi (FRMI), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Fermi (FRMI)?

The most recent SEC filing for Fermi (FRMI) was filed on July 8, 2026.