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Freshpet (FRPT) COO has 418 shares withheld for RSU tax obligations

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Freshpet, Inc. Chief Operating Officer Nicola J. Baty reported a routine tax-withholding transaction related to equity compensation. Upon vesting of restricted stock units, 418 shares of common stock were withheld at $76.60 per share to cover tax obligations. After this non-market disposition, Baty directly holds 38,298 shares of Freshpet common stock.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Baty Nicola J.

(Last) (First) (Middle)
C/O FRESHPET, INC.
1450 US-206

(Street)
BEDMINSTER NJ 07921

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Freshpet, Inc. [ FRPT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Operating Officer
3. Date of Earliest Transaction (Month/Day/Year)
03/15/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/15/2026 F 418(1) D $76.6 38,298 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.
/s/ Lisa Alexander, as attorney-in-fact for the Reporting Person 03/17/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Freshpet (FRPT) report for Nicola J. Baty?

Freshpet reported that Chief Operating Officer Nicola J. Baty had 418 common shares withheld to satisfy tax obligations upon vesting of restricted stock units. This was a non-market, tax-withholding disposition, not an open-market purchase or sale of Freshpet stock.

Was the Freshpet (FRPT) Form 4 transaction an open-market sale?

No, the transaction was not an open-market sale. The 418 shares were withheld by Freshpet to cover tax liabilities triggered by the vesting of restricted stock units, a standard compensation-related mechanism rather than a discretionary sale in the market.

How many Freshpet (FRPT) shares does Nicola J. Baty hold after this Form 4?

After the tax-withholding disposition, Nicola J. Baty directly holds 38,298 shares of Freshpet common stock. This figure reflects her position following the withholding of 418 shares to satisfy tax obligations arising from restricted stock unit vesting.

What price per share was used for the Freshpet (FRPT) tax-withholding shares?

The 418 shares withheld for tax purposes were valued at $76.60 per share. This price is used solely to calculate the tax-withholding amount related to the vesting of restricted stock units, not to indicate an open-market trading price in this context.

What does transaction code F mean in the Freshpet (FRPT) Form 4?

Transaction code F indicates shares were disposed of to satisfy tax or exercise obligations. For Freshpet, 418 shares of common stock were withheld upon restricted stock unit vesting to cover Nicola J. Baty’s tax liabilities, rather than being sold in the open market.
Freshpet

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3.70B
47.85M
Packaged Foods
Grain Mill Products
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United States
BEDMINSTER