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FS Bancorp (NASDAQ: FSBW) officer signals stock resales

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(Neutral)
Form Type
144

Rhea-AI Filing Summary

FS Bancorp, Inc. (FSBW) has a Rule 144 notice filed in connection with potential sales of its common stock for the account of officer Sean McCormick. The notice identifies Fidelity Brokerage Services LLC as broker and lists common stock of FS Bancorp traded on NASDAQ. Under the section covering securities to be sold, the notice includes entries for common stock related to restricted stock vesting, with one entry tied to August 15, 2025 and another to August 15, 2026, each with associated share amounts, indicating compensation-related equity that may be eligible for resale under Rule 144.

Positive

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Negative

  • None.
Restricted stock vesting entry 360 shares Common stock entry tied to restricted stock vesting and compensation
Restricted stock vesting entry 547 shares Second common stock entry tied to restricted stock vesting and compensation
Future date 08/15/2025 Date associated with one restricted stock vesting entry for common stock
Future date 08/15/2026 Date associated with second restricted stock vesting entry for common stock
Rule 144 regulatory
"See the definition of "person" in paragraph (a) of Rule 144."
Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.
restricted stock vesting financial
"Common | 08/15/2025 | Restricted Stock Vesting | Issuer"
Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.
attorney-in-fact regulatory
"as attorney-in-fact for Sean Mccormick."
An attorney-in-fact is the person or entity given legal authority through a power of attorney to act on behalf of another for specific tasks, such as signing documents, voting shares, or handling transactions. For investors, this matters because it lets a trusted representative make timely decisions or complete paperwork when the owner cannot, much like handing keys to someone to run errands on your behalf—so checks on scope and limits of that authority are important.

FAQ

What does the Rule 144 filing for FSBW disclose about Sean McCormick?

The Rule 144 notice lists officer Sean McCormick as the person for whose account FS Bancorp, Inc. (FSBW) common stock may be sold. The filing is made in connection with potential resales of shares under Rule 144, facilitated through Fidelity Brokerage Services LLC.

What type of securities are covered in the FSBW Rule 144 notice?

The notice covers FS Bancorp, Inc. common stock. It specifies that these shares are associated with the company’s NASDAQ-listed common stock and are linked to compensation events described as restricted stock vesting on specified future dates.

How many FSBW shares are tied to the restricted stock vesting entries?

Under the section for securities to be sold, the filing includes two entries for FS Bancorp common stock related to restricted stock vesting, showing 360 and 547 shares, respectively, each associated with a separate vesting date and described as compensation.

Which broker is named in the FS Bancorp (FSBW) Rule 144 filing?

The filing identifies Fidelity Brokerage Services LLC as the broker in connection with FS Bancorp, Inc. common stock. Fidelity is listed in the securities information section as the firm through which potential Rule 144 sales may be executed.

What future dates are mentioned for FSBW restricted stock vesting in this filing?

The securities-to-be-sold section lists restricted stock vesting in FS Bancorp, Inc. common stock with dates of August 15, 2025 and August 15, 2026, each tied to a separate compensation-related entry with associated share amounts.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature