STOCK TITAN

FS Bancorp (FSBW) CIO Shana Allen acquires stock through 2022 purchase plan

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

FS Bancorp, Inc. executive Shana Allen, Chief Information Officer and EVP, reported an acquisition of 34.6660 shares of common stock on 2026-08-06. The shares were acquired at $43.2700 per share in a transaction coded as an other acquisition or disposition (code J).

According to the accompanying note, these shares were purchased under the issuer's Nonqualified 2022 Stock Purchase Plan and the amount includes a 25% match8,766.0000 shares of common stock held by an ESOP.

Positive

  • None.

Negative

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Insider Allen Shana
Role Chief Information Officer, EVP
Type Security Shares Price Value
Other Common Stock F1 34.666 $43.27 $1K
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 6,793.666 shares (Direct); Common Stock — 8,766 shares (Indirect, By ESOP)
Footnotes (1)
  1. F1. These shares were purchased under the Issuer's Nonqualified 2022 Stock Purchase Plan and includes a 25% match.
Shares acquired 34.6660 shares Common stock acquired on 2026-08-06 in code J transaction
Acquisition price $43.2700 per share Price for the 34.6660 common shares acquired
ESOP holdings 8,766.0000 shares Indirect common stock holdings reported as by ESOP
Plan match percentage 25% Match included in shares purchased under 2022 stock purchase plan
Nonqualified 2022 Stock Purchase Plan financial
"These shares were purchased under the Issuer's Nonqualified 2022 Stock Purchase Plan"
ESOP financial
"total_shares_following_transaction 8766.0000, nature_of_ownership By ESOP"
An Employee Stock Ownership Plan (ESOP) is a program that gives employees ownership shares in their company, often as part of their benefits package. It acts like a company-sponsored savings plan, allowing workers to have a stake in the company's success, which can boost motivation and loyalty. For investors, ESOPs can influence company decisions and stock value, making them an important aspect of corporate ownership and governance.
Other acquisition or disposition financial
"transaction_code_description Other acquisition or disposition"

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FAQ

What insider transaction did FSBW executive Shana Allen report on August 6, 2026?

Shana Allen reported acquiring 34.6660 shares of FS Bancorp common stock on 2026-08-06 at $43.2700 per share in a transaction coded as an other acquisition or disposition (code J).

How were the newly acquired FSBW shares by Shana Allen obtained?

The 34.6660 shares of FS Bancorp common stock were purchased under the issuer's Nonqualified 2022 Stock Purchase Plan, and the reported amount includes a 25% match provided under that plan.

Does Shana Allen hold any FS Bancorp (FSBW) shares through an ESOP?

Yes. The filing shows an indirect holding of 8,766.0000 shares of FS Bancorp common stock held by ESOP, reported as indirect ownership separate from directly held shares.

Was the August 6, 2026 FSBW insider transaction under a Rule 10b5-1 plan?

The Rule 10b5-1 checkbox is not marked as affirming a trading plan (aff_10b5_one is false), and the footnotes do not state that the August 6, 2026 transaction was executed under a Rule 10b5-1 plan.

What does transaction code J mean in the FSBW Form 4 for Shana Allen?

Transaction code J in this Form 4 is described as an "Other acquisition or disposition" of non-derivative securities, indicating the reported 34.6660-share acquisition does not fall under standard purchase or sale codes.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Allen Shana

(Last)(First)(Middle)
6920 220TH STREET SW

(Street)
MOUNTLAKE TERRACE WASHINGTON 98043

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
FS Bancorp, Inc. [ FSBW ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Information Officer, EVP
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/06/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/06/2026J(1)34.666A$43.27354.666D
Common Stock6,439D
Common Stock8,766IBy ESOP
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. These shares were purchased under the Issuer's Nonqualified 2022 Stock Purchase Plan and includes a 25% match.
/s/ Shana Allen08/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)