Welcome to our dedicated page for Firstsun Capital SEC filings (Ticker: FSUN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The FirstSun Capital Bancorp (NASDAQ: FSUN) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as a financial holding company headquartered in Denver, Colorado. These documents cover FirstSun’s role as the parent of Sunflower Bank, N.A., and give detailed insight into its regional banking operations, financial condition, and corporate actions.
Current reports on Form 8-K are especially important for FSUN. Recent 8-K filings describe material events such as the execution of the Agreement and Plan of Merger with First Foundation Inc., including the structure of the all-stock merger, expected ownership split, and key closing conditions. Other 8-Ks report quarterly earnings releases, investor presentations, and arrangements with institutional investors like Castle Creek Capital, including board representation agreements.
Through this page, users can also locate references to quarterly and annual financial reporting, such as earnings press releases that are furnished as exhibits to Form 8-K. These filings summarize net interest income, noninterest income, loan and deposit balances, credit quality metrics, capital ratios, and non-GAAP measures like adjusted net income and adjusted efficiency ratio, which management uses to evaluate performance.
Merger-related filings describe governance and capital structure implications, including the planned issuance of FSUN common stock as merger consideration, proposed charter amendments, and support and lock-up agreements with certain stockholders. Additional 8-K/A filings may amend prior reports to correct or supplement information, such as dates or exhibit references.
On Stock Titan, FSUN filings are updated as they are posted to the SEC’s EDGAR system. AI-powered summaries highlight the main points of each document, helping readers quickly understand topics like merger terms, board changes, capital actions, and reported financial results without reading every page. Users interested in details such as insider ownership changes can also refer to Forms 4 and proxy statement references cited within FirstSun’s filings.
FIRSTSUN CAPITAL BANCORP Executive Chair Mollie H. Carter reported a routine tax-related share disposition. On April 1, 2026, 1,691 shares of common stock were withheld upon vesting of a restricted stock award to cover tax withholding, using a market closing price of $36.71 per share.
Following this tax-withholding disposition, Carter directly holds 5,165 shares of FirstSun common stock. This amended Form 4 corrects the originally reported per-share value of $36.46 to reflect the April 1, 2026 closing price of $36.71 actually used to determine the shares withheld.
FIRSTSUN CAPITAL BANCORP director Benjamin Mackovak reported stock awards tied to the merger with First Foundation Inc. He received 2,140 shares of FirstSun common stock directly, issued in exchange for 13,308 unvested restricted stock units of First Foundation using the merger exchange ratio of 0.16083.
An additional 1,151,160 shares of FirstSun common stock were acquired indirectly and are owned by Strategic Value Investors LP, which received them in exchange for 6,768,343 First Foundation common shares and 389.28296 shares of Series C stock. Mackovak may be deemed to beneficially own these indirectly held shares through his role but expressly disclaims beneficial ownership except for his pecuniary interest.
Enden Henchy R reported acquisition or exercise transactions in this Form 4 filing.
FIRSTSUN CAPITAL BANCORP director Enden Henchy R received a vested stock grant of 30 shares of common stock. The grant, recorded at a price of $0.0000 per share, brings the director’s direct holdings to 30 shares. A footnote explains the grant was issued to satisfy bank regulatory ownership requirements.
FIRSTSUN CAPITAL BANCORP director Benjamin Mackovak has filed an initial ownership report on Form 3. The filing lists him as a director and does not report any stock transactions or derivative positions in the company’s securities.
FIRSTSUN CAPITAL BANCORP director Enden Henchy R has filed a Form 3 insider ownership report. The filing lists this person as a director but does not report any insider transactions or specific share holdings in the provided excerpt.
Hammond Kevin T. reported acquisition or exercise transactions in this Form 4 filing.
FIRSTSUN CAPITAL BANCORP director Kevin T. Hammond received a vested stock grant of 30 shares of common stock. The shares were granted at no stated purchase price and are held directly. After this compensation-related award, Hammond owns 30 shares, satisfying bank regulatory ownership requirements noted in the footnote.
FIRSTSUN CAPITAL BANCORP Executive Chair Mollie H. Carter reported a stock award and related tax withholding. On March 31, 2026, she acquired 6,856 shares of common stock as a restricted stock award that vested on April 1, 2026, the closing date of the merger of First Foundation Inc. with and into FirstSun Capital Bancorp. On April 1, 2026, 1,691 shares were withheld at $36.46 per share to cover tax obligations, leaving 5,165 shares held directly. Carter also has significant indirect holdings through several family trusts, where she serves as trustee or co-trustee, with individual trust positions of 1,025,450 shares, 666,500 shares, 509,125 shares and 353,400 shares of common stock.
FIRSTSUN CAPITAL BANCORP Chief Credit Officer Jennifer Norris received equity awards and had shares withheld for taxes. She was granted 5,485 time-vesting restricted stock units that vest in three equal annual installments and 3,958 shares delivered from performance-based restricted stock units that vested after a three-year performance period. To cover tax withholding on these vestings, 1,368 shares were withheld at a price of $36.46 per share. After these compensation-related transactions, she holds 15,093 shares of common stock directly.
FIRSTSUN CAPITAL BANCORP director Thomas C. Shafer reported an equity award linked to a merger transaction. He acquired 80,415 shares of FirstSun common stock on a grant/award basis at a stated price of $0.00 per share, increasing his direct holdings to 80,415 shares.
The footnote explains these shares were received in exchange for 500,000 unvested restricted stock units of First Foundation Inc. that were assumed by FirstSun and replaced with FirstSun RSUs in connection with the merger of First Foundation with and into FirstSun. In a separate line, 7,105 shares are reported as indirectly held through the Thomas C. Shafer Revocable Living Trust, reflecting his additional indirect ownership position.
FIRSTSUN CAPITAL BANCORP director Thomas C. Shafer reported his initial holdings on a Form 3. The filing shows indirect ownership of 7,105 shares of common stock held through the Thomas C. Shafer Revocable Living Trust. Form 3 establishes his baseline ownership as a new reporting insider.