FTC Solar Director Alvarez Reports 25,000 FTCI Shares in Form 3

On 08/05/2025, Antonio R. Alvarez submitted an SEC Form 3 disclosing his initial beneficial ownership in FTC Solar, Inc. (FTCI).

Rhea-AI Filing Summary

On 08/05/2025, Antonio R. Alvarez submitted an SEC Form 3 disclosing his initial beneficial ownership in FTC Solar, Inc. (FTCI). The filing lists Alvarez as a Director and shows he owns 25,000 shares of common stock, held directly; no indirect or derivative positions were reported.

• Form type: Initial Statement of Beneficial Ownership (Section 16).
• Reporting person: Antonio R. Alvarez.
• Relationship to issuer: Director; single filer.
• Ownership structure: Direct (D); 25,000 shares.
• Signature: Attorney-in-fact on 08/07/2025.

This routine filing establishes baseline insider ownership and contains no indication of recent transactions or derivative exposure.

Positive

• Director ownership of 25,000 shares provides basic alignment with shareholder interests

Negative

• None.

Insights

Securities Analyst

TL;DR — Routine insider Form 3; 25k shares disclosed; neutral impact.

The Form 3 merely records Antonio R. Alvarez’s starting stake as he joins FTC Solar’s board. The stake, while aligning the director’s interests with shareholders, represents a modest position relative to the company’s ~100 million shares outstanding, so market impact should be negligible. No derivative instruments or indirect holdings suggest limited short-term incentive complexity. Overall, the filing is informational, signalling governance continuity rather than a transactional catalyst.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider ALVAREZ ANTONIO R

Role Director

Type	Security	Shares	Price	Value
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 25,000 shares (Direct)

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did FTC Solar (FTCI) disclose in this Form 3?

Director Antonio R. Alvarez reported owning 25,000 FTCI common shares directly.

When was the ownership event requiring the filing?

The reportable event date is 08/05/2025.

Does Antonio R. Alvarez hold any derivative securities in FTCI?

No; the Form 3 shows no derivative positions.

What is Antonio R. Alvarez’s role at FTC Solar?

He is listed as a Director of FTC Solar, Inc.

Who signed the Form 3 on behalf of the reporting person?

The filing was signed by Cathy Behnen, Attorney-in-Fact, on 08/07/2025.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 08/07/2025 - 05:58 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
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hours per response:			0.5

1. Name and Address of Reporting Person^*

ALVAREZ ANTONIO R

(Last) (First) (Middle)

C/O FTC SOLAR, INC.

9020 N. CAPITAL OF TX HWY, STE. 260

(Street)

AUSTIN TX 78759

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
08/05/2025

3. Issuer Name and Ticker or Trading Symbol
FTC Solar, Inc. [ FTCI ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	25,000	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24 - Power of Attorney

	/s/ Cathy Behnen, as Attorney-in-Fact	08/07/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.