Flotek (FTK) CFO corrects Form 4, clarifying 6,299-share tax withholding

Rhea-AI Filing Summary

Flotek Industries’ Chief Financial Officer James Bond filed an amended Form 4 to correct a prior reporting error. The amendment clarifies that 6,299 common shares were withheld on February 24, 2026 to satisfy a tax withholding obligation, rather than sold in the market. After this tax-withholding disposition, Bond directly holds 122,837 common shares of Flotek Industries.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

CLEMENT JAMES BOND

(Last) (First) (Middle)

5775 N. SAM HOUSTON PARKWAY W.

STE 400

(Street)

HOUSTON TX 77086

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
FLOTEK INDUSTRIES INC/CN/ [ FTK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

3. Date of Earliest Transaction (Month/Day/Year)
02/24/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)
02/26/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares	02/24/2026		F(1)		6,299	D	$16.02	122,837	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The original Form 4, filed on February 26, 2026, is being amended by this Form 4 amendment solely to correct an administrative error. The original Form 4 inadvertently reported a sale of 6,299 common shares instead of a withholding of 6,299 common shares to satisfy a tax withholding obligation.

Remarks:

	/s/ J. Bond Clement	03/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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FAQ

What does the Flotek (FTK) Form 4/A filing for James Bond report?

The Form 4/A reports an amendment by Flotek’s CFO James Bond. It corrects a prior filing to show 6,299 common shares were withheld for taxes, not sold, in connection with equity compensation on February 24, 2026.

How many Flotek (FTK) shares were affected by the CFO’s tax withholding?

The filing shows 6,299 common shares were withheld to cover a tax withholding obligation. These shares were not sold on the open market but used to satisfy taxes tied to an equity-related event.

What is James Bond’s Flotek (FTK) share ownership after the Form 4/A transaction?

After the tax-withholding disposition, James Bond directly owns 122,837 Flotek common shares. This figure represents his reported direct holdings following the withholding of 6,299 shares for tax purposes on February 24, 2026.

Why was the original Flotek (FTK) Form 4 for the CFO amended?

The original Form 4 mistakenly reported the 6,299 shares as a sale. The amendment clarifies they were actually withheld to satisfy a tax withholding obligation, correcting what the filing describes as an administrative error in the earlier report.

Was the Flotek (FTK) CFO’s Form 4/A transaction an open-market sale?

No, the transaction was not an open-market sale. The amended filing explains that 6,299 shares were withheld to pay a tax obligation, a non-market disposition typically associated with equity compensation rather than discretionary selling.

What transaction code is used in the Flotek (FTK) CFO’s Form 4/A filing?

The transaction uses code F, which the filing describes as a payment of exercise price or tax liability by delivering securities. Here it specifically reflects shares withheld to cover a tax withholding obligation rather than a voluntary market trade.