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Flotek (FTK) CFO Executes Option Exercise and Sale for 45,732 Shares

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Flotek Industries (FTK) Chief Financial Officer Clement J. Bond executed stock option transactions on 08/13/2025. He exercised 45,732 stock options with an exercise price of $3.28 (stock options expire 12/05/2033) and immediately sold 45,732 common shares at $12.74 per share. Following these transactions the filing shows 95,439 common shares beneficially owned by Mr. Bond.

The Form 4 also corrects a prior reporting error related to share withholding for taxes from a December 20, 2023 filing. The report is signed by J. Bond Clement on 08/14/2025 and identifies him as the company CFO.

Positive

  • Transparent disclosure and correction of a prior Form 4 withholding error, improving record accuracy
  • Full reporting of option exercise and sale including exercise price ($3.28), sale price ($12.74), and post-transaction holdings

Negative

  • Insider sale of 45,732 shares reduced the reporting person’s direct ownership to 95,439 shares
  • Substantial immediate sale after exercise indicates the proceeds were realized rather than retained as equity

Insights

TL;DR: Insider exercised options at $3.28 and sold the resulting 45,732 shares at $12.74; transaction appears routine and cash-positive.

The CFO realized immediate proceeds by exercising vested options and selling the same number of shares, capturing the spread between the $3.28 exercise price and the $12.74 sale price. The reported post-transaction beneficial ownership is 95,439 shares. This looks like a liquidity event rather than a change in strategic stake; the filing includes a correction to prior withholding figures, improving record accuracy.

TL;DR: Disclosure is timely and corrected, but an insider sale of this size reduces the officer's stake and merits monitoring.

The Form 4 discloses both the option exercise and immediate sale of 45,732 shares and provides an explicit correction to a prior reporting error, which is good governance practice. While the transaction is permitted and documented, the sale materially lowers the officer's direct stake to 95,439 shares, which investors may note when assessing insider alignment.

Insider CLEMENT JAMES BOND
Role Chief Financial Officer
Sold 45,732 shs ($583K)
Type Security Shares Price Value
Exercise Stock Option 45,732 $0.00 --
Exercise Common Shares 45,732 $3.28 $150K
Sale Common Shares 45,732 $12.74 $583K
Holdings After Transaction: Stock Option — 0 shares (Direct); Common Shares — 141,171 shares (Direct)
Footnotes (1)
  1. On December 20, 2023, the reporting person filed a Form 4 reporting depositions of 2,825 and 2,802 shares to cover tax withholding, which should have been 2,030 and 2,013. The number of shares beneficially owned following this transaction has been adjusted to correct this error. 75% of the options vested on May 16, 2025 and the remaining 25% vested on July 29, 2025.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
CLEMENT JAMES BOND
(Last) (First) (Middle)
5775 N. SAM HOUSTON PARKWAY W.
STE 400
(Street)
HOUSTON TX 77086
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
FLOTEK INDUSTRIES INC/CN/ [ FTK ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
08/13/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Shares 08/13/2025 M 45,732 A $3.28 141,171(1) D
Common Shares 08/13/2025 S 45,732 D $12.74 95,439 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option $3.28 08/13/2025 M 45,732 (2) 12/05/2033 Common Shares 45,732 $0 0 D
Explanation of Responses:
1. On December 20, 2023, the reporting person filed a Form 4 reporting depositions of 2,825 and 2,802 shares to cover tax withholding, which should have been 2,030 and 2,013. The number of shares beneficially owned following this transaction has been adjusted to correct this error.
2. 75% of the options vested on May 16, 2025 and the remaining 25% vested on July 29, 2025.
/s/ J. Bond Clement 08/14/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What did Flotek (FTK) CFO Clement J. Bond transact on 08/13/2025?

He exercised 45,732 stock options at an exercise price of $3.28 and sold 45,732 common shares at $12.74 per share.

How many shares does the reporting person own after the transactions?

The Form 4 reports 95,439 common shares beneficially owned following the transactions.

Were any corrections disclosed in this Form 4 filing?

Yes. The filing corrects prior withholding share counts reported on a December 20, 2023 Form 4, adjusting the beneficial ownership figures.

What is the expiration date of the exercised stock options?

The option grant underlying the transaction expires on 12/05/2033.

Did the filing identify the reporting person's role at Flotek?

Yes. The reporting person is identified as the Chief Financial Officer of Flotek Industries.