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Sprott Focus Trust SEC Filings

FUND NASDAQ

Welcome to our dedicated page for Sprott Focus Trust SEC filings (Ticker: FUND), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Searching for the precise net asset value adjustments or insider buys when Sprott Focus Trust Inc trades at a discount can feel like hunting through footnotes buried in hundreds of pages. Fund-specific forms such as N-CSR add another layer of complexity on top of 10-K style disclosures, making it hard to pinpoint portfolio turnover, sector allocation, and fee details.

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Rhea-AI Summary

Mobix Labs, Inc. (Nasdaq: MOBX) filed an 8-K to disclose that on 26 June 2025 it issued a press release (Exhibit 99.1) announcing an unsolicited, non-binding stock-for-stock proposal to acquire Peraso Technologies Inc. (Nasdaq: PRSO).

Key disclosed terms:

  • Mobix would issue newly-created MOBX Class A shares for every Peraso share.
  • The exchange ratio is structured to deliver a 20 % premium to Peraso’s 30-day volume-weighted average closing price through 10 June 2025.

The filing is furnished under Item 7.01 (Regulation FD); therefore, it is not deemed filed for liability purposes under Section 18 of the Exchange Act. The document contains typical forward-looking-statement language that highlights execution, regulatory and market risks. No additional financial statements or pro-forma information are included.

Because the proposal is unsolicited and non-binding, completion of any transaction remains uncertain and depends on Peraso’s response, due-diligence outcomes, regulatory clearance and potential shareholder approval requirements.

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FAQ

What is the current stock price of Sprott Focus Trust (FUND)?

The current stock price of Sprott Focus Trust (FUND) is $7.7499 as of July 3, 2025.

What is the market cap of Sprott Focus Trust (FUND)?

The market cap of Sprott Focus Trust (FUND) is approximately 222.9M.

What is the primary objective of Sprott Focus Trust Inc?

The primary objective is long-term capital growth achieved through a diversified investment portfolio that includes equities, government obligations, and debt securities.

Which types of securities does the trust invest in?

The trust invests in a blend of equity securities, U.S. Government direct obligations, and non-convertible preferred stocks along with debt securities of domestic and foreign companies.

What are the main sectors the trust focuses on?

The trust allocates the majority of its portfolio to sectors such as Materials, Financials, Energy, and Information Technology to leverage market-specific growth opportunities.

How does Sprott Focus Trust manage investment risk?

Risk is managed through strategic asset allocation and diversification across multiple sectors and investment classes, balancing exposure to equities with fixed-income instruments.

How does the investment strategy of Sprott Focus Trust differ from other funds?

It distinguishes itself by integrating both equity and fixed-income strategies into a single diversified portfolio, aimed at mitigating volatility while pursuing growth.

What does the term 'closed-end' signify in the context of Sprott Focus Trust?

A closed-end fund, like Sprott Focus Trust, has a fixed number of shares and focuses on long-term investments rather than continuously issuing new shares, enabling a consistent investment strategy.

Is the trust affiliated with other Sprott asset management entities?

While the trust shares the Sprott brand heritage, it operates as a distinct closed-end investment company with its own defined strategy and investment focus.

How is the trust positioned within its competitive landscape?

The trust is recognized for its disciplined diversification and sector-specific investment insights, offering a balanced approach to capital growth compared to more narrowly focused funds.
Sprott Focus Trust

NASDAQ:FUND

FUND Rankings

FUND Stock Data

222.89M
29.81M
51.47%
62.6%
0.07%
Asset Management
Financial Services
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Canada
Toronto