[144] Futu Holdings Limited American SEC Filing

Rhea-AI Filing Summary

Futu Holdings Limited (FUTU) has filed a Form 144 with the U.S. Securities and Exchange Commission disclosing a proposed insider sale of American Depositary Shares (ADSs).

• Shares to be sold: 94,000 ADSs.
• Aggregate market value: US $11,438,860.
• Percentage of shares outstanding: approximately 0.10% of the 94,783,496 ADSs outstanding.
• Planned sale date: 18 June 2025.
• Planned exchange: NASDAQ.
• Broker: Futu Securities International (Hong Kong) Ltd.
• Acquisition history: The seller obtained 50,000 ADSs on 4 Nov 2019 and 44,000 ADSs on 6 Nov 2024 through the company’s Share Incentive Plan. No prior sales were reported in the last three months.

The filing states that the seller affirms no knowledge of undisclosed material adverse information and confirms compliance with Rule 144 requirements. Because the proposed transaction equals only one-tenth of one percent of outstanding shares, the potential market impact is expected to be limited; however, investors often view any sizable insider disposal—valued here at over US $11 million—as a possible negative sentiment indicator.

Insights

Insider Transaction Analyst

TL;DR: Small (0.1%) insider sale worth $11.4 M—signal modestly negative but unlikely to move FUTU shares materially.

The Form 144 reveals a planned disposition of 94,000 ADSs valued at US $11.4 million. While insider selling can be interpreted as a cautionary sign, the quantity represents only 0.10% of FUTU’s outstanding shares, suggesting minimal dilution or trading pressure. The shares were acquired under long-term employee incentive plans, indicating the transaction may be routine monetization rather than a strategic shift. No additional insider sales occurred in the past quarter, reducing concerns of a broader exit. Overall, the filing is noteworthy but not materially disruptive to FUTU’s capital structure.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
ADSs	Futu SecuritiesInternational(Hong Kong) Ltd 34/F United Centre 95 Queensway Admiralty K3 00000	94000	11438860.00	94783496	06/18/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
ADSs	11/04/2019	Share Incentive Plan	Issuer			50000	11/04/2019	N/A
ADSs	11/06/2024	Share Incentive Plan	Issuer			44000	11/06/2024	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)