Futu (FUTU) SVP Xu Li receives 40,000-share stock grant, holds 280,000

Rhea-AI Filing Summary

XU LI reported acquisition or exercise transactions in this Form 4 filing.

Futu Holdings Ltd reported that Senior Vice President Xu Li received a grant of 40,000 Class A ordinary shares as a share award. Following this compensation-related grant, Xu Li now directly holds 280,000 Class A ordinary shares of Futu. This is an equity award, not an open-market purchase or sale.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider XU LI

Role Senior Vice President

Type	Security	Shares	Price	Value
Grant/Award	Class A ordinary shares	40,000	$0.00	--

Holdings After Transaction: Class A ordinary shares — 280,000 shares (Direct, null)

Footnotes (1)

Key Figures

Shares granted: 40,000 shares Post-transaction holdings: 280,000 shares Grant price: $0.0000 per share +1 more

4 metrics

Shares granted 40,000 shares Class A ordinary shares granted to Xu Li

Post-transaction holdings 280,000 shares Xu Li direct Class A ordinary share holdings after grant

Grant price $0.0000 per share Reported transaction price per granted share

Transactions acquiring 1 transaction Form 4 shows one acquisition via grant/award

Key Terms

Class A ordinary shares, Form 4, transaction code "A", grant/award acquisition

4 terms

Class A ordinary shares financial

"security_title: "Class A ordinary shares""

Class A ordinary shares are a type of ownership stake in a company that typically grants voting rights to shareholders, allowing them to have a say in important company decisions. They often come with priority in receiving dividends or profits, making them attractive to investors seeking influence and potential income. These shares help distinguish different levels of ownership and rights within a company's stock structure.

Form 4 regulatory

"INSIDER FILING DATA (Form 4)"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

transaction code "A" regulatory

"transaction_code: "A" and transaction_code_description: "Grant, award, or other acquisition""

grant/award acquisition financial

"transaction_action: "grant/award acquisition""

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 06/23/2026 - 06:06 AM Accepted by SEC EDGAR 06/23/2026 - 06:05 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

XU LI

(Last) (First) (Middle)

34F, UNITED CENTRE,

95 QUEENSWAY, ADMIRALTY

(Street)

HONG KONG S.A.R.

(City) (State) (Zip)

CHINA

(Country)

2. Issuer Name and Ticker or Trading Symbol
Futu Holdings Ltd [ FUTU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Senior Vice President

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/23/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A ordinary shares	06/23/2026		A		40,000	A	$0	280,000	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Li Xu	06/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Futu (FUTU) report for Xu Li?

Futu reported that Senior Vice President Xu Li received a grant of 40,000 Class A ordinary shares. This was a share award at no stated price, increasing his direct holdings to 280,000 shares.

Was Xu Li’s Futu (FUTU) share transaction a market purchase or sale?

The transaction was not a market trade. It was coded as a grant or award of 40,000 Class A ordinary shares at a price of 0.0000 per share, reflecting stock-based compensation rather than buying or selling in the open market.

How many Futu (FUTU) shares does Xu Li hold after this Form 4?

After the reported grant, Xu Li directly holds 280,000 Class A ordinary shares of Futu Holdings Ltd. This total includes the newly awarded 40,000 shares and represents his updated direct ownership position.

What does transaction code "A" mean in the Futu (FUTU) Form 4?

Transaction code “A” on the Form 4 indicates a grant, award, or other acquisition of securities. For Xu Li, it represents a 40,000-share Class A ordinary share award, rather than an open-market purchase or sale.

Does the Futu (FUTU) Form 4 show any insider selling by Xu Li?

No insider selling is shown in this Form 4. The filing reports only one transaction: an acquisition via grant of 40,000 Class A ordinary shares, increasing Xu Li’s direct holdings to 280,000 shares.