Welcome to our dedicated page for First Trust Financials AlphaDEX® Fund SEC filings (Ticker: FXO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The First Trust Financials AlphaDEX Fund (NASDAQ: FXO) is an exchange-traded fund that tracks the StrataQuant Financials Index, which applies the AlphaDEX methodology to financial services companies. While no SEC filings are listed here for FXO in the available data, this page is designed to organize the fund’s regulatory documents when they are present, alongside AI-generated explanations.
For an ETF such as FXO, key filings typically include registration statements and periodic reports that describe the fund’s investment objective, its link to the StrataQuant Financials Index, and the use of the AlphaDEX methodology based on fundamental growth and value factors. These documents can also outline how portfolio rebalancing is conducted to keep the fund aligned with the underlying index.
When filings are available, this page can help users quickly locate annual and semi-annual reports, as well as other disclosures that explain how FXO implements its index-tracking approach in practice. For example, information about changes in holdings that result from scheduled rebalancing, such as the documented addition of Freedom Holding Corp. (FRHC) to the portfolio, may be discussed in fund reports and related materials.
AI-powered tools on this page are intended to summarize lengthy regulatory documents, highlight the sections that describe FXO’s strategy of following the StrataQuant Financials Index, and clarify how the AlphaDEX screening of financial services companies affects the fund’s composition over time.