Welcome to our dedicated page for GENERAL AMERICAN INVESTORS CO SEC filings (Ticker: GAM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
General American Investors Company, Inc. filings document proxy governance for a closed-end investment company with NYSE-listed common stock and 5.95% Cumulative Preferred Stock, Series B. The company’s definitive proxy materials describe annual meeting matters, director elections, class voting by common and preferred shareholders, Audit Committee actions and related governance procedures.
These regulatory records also reflect capital-structure subjects specific to the fund, including preferred stock rights within shareholder voting mechanics and board oversight of the company’s investment-company governance framework.
Jeffrey W. Priest, President & CEO and director of General American Investors Company, Inc. (GAM), reported Form 4 transactions dated 08/28/2025. The filing shows a disposition of 48,973 shares of Common Stock at $59.95 (noted as a financial settlement), leaving 45,611 shares held directly after the transaction. The report also records indirect Common Stock positions: 34,592 shares held by parent, 78,756 shares by power of attorney, and 44,167 shares via the Employees' Thrift Plan Trust (the reporting person disclaims beneficial interest in some indirect holdings). For the 5.95% Preferred Stock, the filing shows a disposition of 7,696 shares at $25.08, with 10,572 shares held directly after the sale and additional indirect preferred positions reported. The signature date is 08/29/2025.
Saba Capital Management, L.P. and affiliated reporting persons filed Amendment No. 3 to a Schedule 13D reporting ownership of 1,939,630 common shares of General American Investors Company, Inc. (GAM), representing 8.33% of the outstanding common stock based on 23,279,512 shares as of 6/30/25. The filing shows shared voting and dispositive power over these shares, with no sole voting or dispositive power reported.
The filing states approximately $102,447,318 was paid to acquire the shares, with purchase funds derived from investor subscriptions, capital appreciation and margin borrowings. Item 4 lists the purpose of the transaction as Not Applicable. This amendment updates Items 3, 5 and 7 and incorporates recent open-market transactions by reference in Schedule A.
General American Investors Company, Inc. (GAM) Form 3 reports that Sarah M. Ward, identified as a director, filed an initial Section 16 statement for an event dated 07/31/2025. The filing states no securities are beneficially owned by the reporting person as of the reported event. The Form 3 is signed by Sarah M. Ward on 08/13/2025, and no derivative or non‑derivative holdings are disclosed.