Golden Arrow Merger Corp. Warrant SEC Filings

David Nate Breslauer, who serves as a Director and Chief Technology Officer of Bolt Projects Holdings, Inc. (BLSK), reported a purchase of company common stock on 09/03/2025. The Form 4 shows the acquisition of 10,940 shares at a weighted-average price of $3.23 per share (individual trade prices ranged from $3.18 to $3.35). Following this transaction, the reporting person beneficially owns 29,247 shares. The filing was executed by attorney-in-fact Paul Joseph Slattery and includes a footnote that the filer will provide, on request, the breakdown of shares bought at each price within the stated range.

Randy Befumo, Interim CFO of Bolt Projects Holdings, Inc. (BLSK), reported a purchase of 5,141 shares of the company's common stock on 09/02/2025 at a price of $3.88 per share. After the transaction, the reporting person beneficially owned 55,304 shares directly. The filing corrects a prior Form 4 by excluding 1,600 shares that were inadvertently reported as purchased on May 30, 2025. The Form 4 was signed by an attorney-in-fact on 09/03/2025.

Alta Partners LLC reports passive beneficial ownership of 161,290 ordinary shares of Bolt Projects Holdings, Inc., representing 5.56% of the class. The filing states Alta Partners has sole voting and dispositive power over these shares and that the securities were acquired and are held in the ordinary course of business.

The statement is submitted on a Schedule 13G and includes a certification that the position was not acquired to change or influence control of the issuer. The filing is signed by Steven Cohen as Managing Member of Alta Partners LLC.

Bolt Projects Holdings, Inc. filed a Form D reporting a completed Regulation D, Rule 506(b) equity offering of warrants and related securities. The filing shows a total offering size of $4,250,000, with the entire amount sold and $0 remaining. The issuer lists San Francisco as its principal place of business and indicates organization in Delaware in 2020. The notice records 6 total investors, sales commissions of $362,501, and states that $0 of gross proceeds were used to pay named executive officers, directors or promoters. The issuer indicates the minimum outside investment accepted was $0 and that the offering was not in connection with a business combination.

Golden Arrow Merger Corp. (GAMCW) reports significant liquidity and operational risks. The company had $1.0 million of cash and cash equivalents and used $2.9 million of cash in operations in the six months ended June 30, 2025, leaving an accumulated deficit of $472.3 million and negative net working capital of $5.5 million. Management states substantial doubt about the company’s ability to continue as a going concern and notes a risk of delisting from Nasdaq unless an appeal is successful.

The business is highly concentrated: revenue depends on sales of its Vegan Silk Technology Platform, production currently relies on a single manufacturing partner, and one customer represented 94% of revenue in the six months ended June 30, 2025 (72% in the comparable prior period). The company disclosed material weaknesses in internal control over financial reporting and steps taken to remediate them, including hiring finance leadership and engaging consultants. Debt amendments and warrant arrangements are disclosed, including amended senior notes extended to December 31, 2027.

Amendment No. 1 to Schedule 13D reports that David Nate Breslauer beneficially owns 119,613 shares of Bolt Projects Holdings, Inc. common stock, equal to approximately 4.0% of the 2,899,396 shares outstanding as of August 18, 2025. His holdings break down into 4,854 shares held directly, 39,167 shares held by the David N. Breslauer Family Trust, 68,739 shares issuable upon currently exercisable or imminently exercisable options, and 6,853 shares underlying restricted stock units vesting or settled within 60 days. The filing states the source of funds as "OO," notes no transactions in the past 60 days, and indicates the reporting person has ceased to be a beneficial owner of more than 5% of the outstanding common stock.

Amendment No. 4 to a Schedule 13D reports that Golden Arrow Sponsor, LLC holds one warrant exercisable into 250,000 shares of Bolt Projects Holdings, Inc. common stock. Those shares represent 10.8% of the class per the cover pages and the Reporting Persons calculate percent based on 2,311,779 shares outstanding as of the filing date (the cover pages also reference 2,061,779 shares outstanding as of August 6, 2025). The warrant shares are held of record by the Sponsor and are beneficially owned, on an indirect/shared basis, by Timothy Babich, Jacob Doft, Lance Hirt and Andrew Rechtschaffen. The amendment adds updates to Items 5, 6 and 7 and discloses recent open-market sales by the Sponsor totaling multiple transactions on July 8, July 17, August 11, August 12 and August 13, 2025 with detailed share counts and weighted-average prices included in Item 5(c).