Canaccord Genuity (GAVA) affiliate files Form 144 for 250-share sales

Rhea-AI Filing Summary

Canaccord Genuity Corp reported proposed sales of Common stock via Form 144, including 250 shares scheduled for 04/27/2026 and 250 shares scheduled for 04/28/2026. The filing also shows DCG International Investments Ltd sold 22,143 shares on 03/06/2026 for $249,994.47 and 250 shares on 04/27/2026 for $5,575.00.

Insights

Securities Compliance Analyst

Routine Form 144 notice of proposed affiliate sales; no new issuer actions.

The filing lists small proposed dispositions of common shares, including two 250-share entries tied to Canaccord Genuity Corp and recent sales by DCG International Investments Ltd. These entries document proposed or recent affiliate transactions rather than corporate financing.

Timing is explicit for the listed shares; cash proceeds are shown for the recorded past sale amounts. Follow-up filings would show actual execution details.

Key Figures

Proposed sale: 250 shares Proposed sale: 250 shares Past sale (DCG): 22,143 shares +2 more

5 metrics

Proposed sale 250 shares scheduled 04/27/2026

Proposed sale 250 shares scheduled 04/28/2026

Past sale (DCG) 22,143 shares sold 03/06/2026

Proceeds (DCG large sale) $249,994.47 03/06/2026 sale

Proceeds (DCG small sale) $5,575.00 04/27/2026 sale

Key Terms

Form 144, Privately Negotiated Transaction, Purchased from Issuer

3 terms

Form 144 regulatory

"Securities To Be Sold section lists proposed dispositions"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Privately Negotiated Transaction market

"08/21/2024 | Privately Negotiated Transaction | Purchased from Issuer"

A privately negotiated transaction is a deal whose terms are worked out directly between a buyer and a seller rather than through a public market or open auction. Think of it like selling a car to a neighbor instead of putting it on eBay: the price, timing and conditions are agreed one-on-one, so investors may see less public information, different pricing compared with market trades, and potential impacts on liquidity and valuation.

Purchased from Issuer market

"Purchased from Issuer noted for 08/21/2024 acquisition"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	250	5575.00	248000	04/27/2026	NasdaqGM
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	250	5515.60	248000	04/28/2026	NasdaqGM

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/21/2024	Privately Negotiated Transaction	Purchased from Issuer			250	08/21/2024	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	None	03/06/2026	22143	249994.47
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	None	04/27/2026	250	5575.0

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Canaccord Genuity Corp's Form 144 (GAVA) report?

It reports proposed sales of Common stock, notably 250 shares dated 04/27/2026 and 250 shares dated 04/28/2026. The form documents affiliate transactions and recent sales by related holders.

How many shares did DCG International Investments Ltd sell according to the filing?

The filing shows DCG International sold 22,143 shares on 03/06/2026, and an additional 250 shares on 04/27/2026. These entries appear in the "Securities Sold During The Past 3 Months" section.

What proceeds are disclosed for the reported sales in Form 144?

The filing lists proceeds of $249,994.47 tied to the 22,143-share sale and $5,575.00 for the 250-share sale. These amounts are shown alongside the respective sale dates.

Does this Form 144 indicate the company is issuing new shares?

No. The entries document proposed or completed sales by selling holders and do not state any new issuance by the company. Transactions are described as privately negotiated or sales from holders.