Welcome to our dedicated page for Guggenheim Tax Muni & Inv Grade Debt Tr SEC filings (Ticker: GBAB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (GBAB) brings together the trust’s regulatory reports filed under the Securities Exchange Act of 1934 and the Investment Company Act of 1940. GBAB is a diversified closed-end management investment company whose common shares of beneficial interest trade on the New York Stock Exchange under the symbol GBAB, with an investment objective focused on current income and a secondary objective of long-term capital appreciation.
Among the filings available are current reports on Form 8-K, which disclose material events and changes affecting the trust. For example, a Form 8-K describes the trust’s entry into a Fund Administration and Accounting Agreement with The Bank of New York Mellon (BNY), under which BNY provides administrative, bookkeeping, accounting, and pricing services in exchange for asset-based fees and reimbursement of certain out-of-pocket expenses. The same filing details a Custody Agreement and Foreign Custody Manager Agreement with BNY, under which BNY holds securities and cash for the trust and provides foreign custody manager services.
That Form 8-K also reports the termination of prior administration, accounting, and custody agreements, and notes that no termination or other fees are payable beyond ordinary course payments through the effective dates of termination. Such disclosures help investors understand the trust’s key service relationships and operational framework.
On this page, users can access GBAB’s SEC filings as they become available from the EDGAR system, including current reports that describe material agreements and changes in service providers. AI-powered tools can assist by summarizing the contents of lengthy filings, highlighting the sections that explain new agreements, fee structures, custody arrangements, and other regulatory disclosures relevant to Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust.
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust entered into new agreements with The Bank of New York Mellon on December 15, 2025 to provide fund administration, accounting, pricing, custody and foreign custody management services. Under the new administration and accounting agreement, BNY is paid a fee based on the Trust’s average daily net assets, subject to a minimum annual fee, and is reimbursed for certain out-of-pocket expenses. Under the custody arrangements, BNY receives a monthly fee tied in part to average daily net assets plus transaction-related charges.
On the same date, the Trust terminated its prior administration and accounting agreement with MUFG Investor Services (US) LLC and its prior custody and foreign custody manager agreements with BNY that dated from 2007. The Trust states that, aside from ordinary course payments due under those prior agreements through their effective termination dates, no termination or other fees are payable in connection with ending the earlier arrangements.
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