Welcome to our dedicated page for Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust SEC filings (Ticker: GBAB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust filings document the Trust’s closed-end fund structure, NYSE-listed common shares of beneficial interest, and material agreements tied to fund operations. The Form 8-K record includes disclosure of a fund administration and accounting agreement with BNY, covering administrative functions, bookkeeping, accounting, pricing services, fee mechanics based on average daily net assets, and expense reimbursement obligations.
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust ownership reported by Morgan Stanley entities as holding 11.4% of the fund's Common Shares of Beneficial Interest. The Schedule 13G/A (Amendment No. 3) lists 3,168,127 shares (Morgan Stanley) and 3,165,995 shares (Morgan Stanley Smith Barney LLC) in shared dispositive power. The filing is a joint disclosure by the two entities and includes Exhibits 99.1 (Joint Filing Agreement) and 99.2 (Item 7 subsidiary information).
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust is registering $150,000,000 of common shares for sale from time to time under a Form N-2 shelf offering. The Prospectus states offerings will be made in one or more Prospectus Supplements and may be sold directly, through agents or underwriters.
The Trust invests primarily in taxable municipal bonds and other investment-grade income producing debt, targeting at least 80% of Managed Assets in investment-grade securities and at least 50% in taxable municipal securities. It may use financial leverage, currently expecting aggregate leverage not to exceed 33 1/3% of Managed Assets (approximately 30.78% via reverse repurchase agreements as of November 30, 2025). The Trust reports net asset value of $14.62 and a market price of $14.84 (premium 1.50%) as of March 18, 2026, and 27,682,693 shares outstanding as of that date.
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust replaced its administrator and fund accounting agent. On December 15, 2025, The Bank of New York Mellon (BNY) succeeded MUFG Investor Services (US) LLC under a Fund Accounting and Administration Agreement. BNY will perform administrative, bookkeeping, accounting and pricing functions and will be paid a fee accrued daily and paid monthly based on average daily net assets, subject to an annual minimum; the Trust will also reimburse certain out-of-pocket expenses.
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust entered into new agreements with The Bank of New York Mellon on December 15, 2025 to provide fund administration, accounting, pricing, custody and foreign custody management services. Under the new administration and accounting agreement, BNY is paid a fee based on the Trust’s average daily net assets, subject to a minimum annual fee, and is reimbursed for certain out-of-pocket expenses. Under the custody arrangements, BNY receives a monthly fee tied in part to average daily net assets plus transaction-related charges.
On the same date, the Trust terminated its prior administration and accounting agreement with MUFG Investor Services (US) LLC and its prior custody and foreign custody manager agreements with BNY that dated from 2007. The Trust states that, aside from ordinary course payments due under those prior agreements through their effective termination dates, no termination or other fees are payable in connection with ending the earlier arrangements.