STOCK TITAN

[Form 4] GBank Financial Holdings Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

GBank Financial Holdings Inc. (GBFH) – Form 4 insider transaction

Director Charles William Griege Jr. reported acquiring 194 shares of common stock on 07/02/2025 under the company’s director compensation plan at a stated price of $0. Following the award, he now holds 108,782 shares directly.

In addition, the filing discloses indirect ownership of 319,289 shares through Blue Lion Opportunity Master Fund LP, for which Mr. Griege is the sole member and President of the general partner. He expressly disclaims beneficial ownership of those shares except to the extent of his pecuniary interest.

No derivative securities were reported, and there were no dispositions. The transaction is administrative in nature, represents a de minimis increase in equity, and does not change control percentages or board composition.

GBank Financial Holdings Inc. (GBFH) – Transazione interna Form 4

Il direttore Charles William Griege Jr. ha comunicato l'acquisto di 194 azioni ordinarie il 02/07/2025 nell'ambito del piano di compensazione per i direttori della società, a un prezzo dichiarato di $0. Dopo l'assegnazione, detiene ora 108.782 azioni direttamente.

Inoltre, la dichiarazione rivela una proprietà indiretta di 319.289 azioni tramite Blue Lion Opportunity Master Fund LP, di cui il signor Griege è unico membro e Presidente del socio accomandatario. Egli esclude espressamente la titolarità effettiva di tali azioni, salvo per la quota del suo interesse economico.

Non sono stati segnalati titoli derivati né disposizioni. La transazione ha natura amministrativa, rappresenta un aumento minimo del capitale e non modifica le percentuali di controllo o la composizione del consiglio di amministrazione.

GBank Financial Holdings Inc. (GBFH) – Transacción interna Formulario 4

El director Charles William Griege Jr. informó la adquisición de 194 acciones ordinarias el 02/07/2025 bajo el plan de compensación para directores de la empresa, a un precio declarado de $0. Tras la adjudicación, ahora posee 108,782 acciones directamente.

Además, la presentación revela una propiedad indirecta de 319,289 acciones a través de Blue Lion Opportunity Master Fund LP, donde el Sr. Griege es el único miembro y presidente del socio general. Él renuncia expresamente a la propiedad beneficiaria de dichas acciones, salvo en la medida de su interés pecuniario.

No se reportaron valores derivados ni disposiciones. La transacción es de carácter administrativo, representa un aumento mínimo en el capital y no altera los porcentajes de control ni la composición del consejo.

GBank Financial Holdings Inc. (GBFH) – Form 4 내부자 거래

이사 Charles William Griege Jr.는 회사의 이사 보상 계획에 따라 2025년 7월 2일에 보통주 194주를 취득했다고 보고했습니다. 명시된 가격은 0달러입니다. 수상 후 그는 현재 직접 108,782주를 보유하고 있습니다.

또한, 제출서류에는 그가 유일한 멤버이자 일반 파트너 사장의 역할을 하는 Blue Lion Opportunity Master Fund LP를 통해 간접적으로 319,289주를 소유하고 있음을 공개하고 있습니다. 그는 자신의 금전적 이익 범위를 제외하고 해당 주식의 실질적 소유권을 명시적으로 부인합니다.

파생 증권은 보고되지 않았으며 처분도 없었습니다. 이 거래는 행정적 성격이며, 지분이 미미하게 증가하는 것으로, 지배 비율이나 이사회 구성에는 변동이 없습니다.

GBank Financial Holdings Inc. (GBFH) – Transaction d'initié Formulaire 4

Le directeur Charles William Griege Jr. a déclaré avoir acquis 194 actions ordinaires le 02/07/2025 dans le cadre du plan de rémunération des administrateurs de la société, à un prix indiqué de 0 $. Suite à cette attribution, il détient désormais 108 782 actions en direct.

De plus, le dépôt révèle une propriété indirecte de 319 289 actions via Blue Lion Opportunity Master Fund LP, dont M. Griege est le seul membre et président du partenaire général. Il décline expressément la propriété bénéficiaire de ces actions, sauf dans la mesure de son intérêt pécuniaire.

Aucun titre dérivé n'a été signalé, et aucune cession n'a eu lieu. La transaction est de nature administrative, représente une augmentation minime du capital et ne modifie ni les pourcentages de contrôle ni la composition du conseil d'administration.

GBank Financial Holdings Inc. (GBFH) – Insider-Transaktion Form 4

Direktor Charles William Griege Jr. meldete den Erwerb von 194 Stammaktien am 02.07.2025 im Rahmen des Vergütungsplans für Direktoren des Unternehmens zu einem angegebenen Preis von 0 $. Nach der Zuteilung hält er nun 108.782 Aktien direkt.

Darüber hinaus offenbart die Meldung eine indirekte Beteiligung von 319.289 Aktien über Blue Lion Opportunity Master Fund LP, bei dem Herr Griege alleiniger Mitglied und Präsident des General Partners ist. Er lehnt ausdrücklich das wirtschaftliche Eigentum an diesen Aktien ab, außer im Umfang seines finanziellen Interesses.

Es wurden keine derivativen Wertpapiere gemeldet und keine Veräußerungen vorgenommen. Die Transaktion ist administrativer Natur, stellt eine minimale Erhöhung des Eigenkapitals dar und ändert weder die Kontrollanteile noch die Zusammensetzung des Vorstands.

Positive
  • Director alignment: Mr. Griege’s equity award modestly increases insider ownership, maintaining board-shareholder alignment.
  • Timely disclosure: Filing within Section 16 requirements underscores the company’s governance compliance.
Negative
  • Immaterial size: The 194-share award is too small to convey meaningful insider sentiment or affect share supply.

Insights

TL;DR: Small, routine director stock award; negligible impact on valuation or float.

The 194-share grant adds roughly $0 consideration equity to the director’s holdings, taking his direct stake to 108,782 shares. Even when combined with the 319,289 shares held indirectly via Blue Lion Opportunity Master Fund LP, the incremental change is immaterial to GBFH’s market capitalization or daily trading liquidity. The filing signals continued board-level alignment but carries no earnings, cash-flow or strategic implications. I classify the event as not impactful for investors.

TL;DR: Routine compensation grant; shows compliance with Section 16 reporting.

This Form 4 reflects standard board compensation practice—equity awards to reinforce alignment with shareholder interests. Timely filing and explicit 10b5-1 reference demonstrate governance discipline. However, the nominal share count (194) and $0 acquisition price mean there is no signal of insider conviction or material information about company outlook. Governance posture remains positive, but the market impact is neutral.

GBank Financial Holdings Inc. (GBFH) – Transazione interna Form 4

Il direttore Charles William Griege Jr. ha comunicato l'acquisto di 194 azioni ordinarie il 02/07/2025 nell'ambito del piano di compensazione per i direttori della società, a un prezzo dichiarato di $0. Dopo l'assegnazione, detiene ora 108.782 azioni direttamente.

Inoltre, la dichiarazione rivela una proprietà indiretta di 319.289 azioni tramite Blue Lion Opportunity Master Fund LP, di cui il signor Griege è unico membro e Presidente del socio accomandatario. Egli esclude espressamente la titolarità effettiva di tali azioni, salvo per la quota del suo interesse economico.

Non sono stati segnalati titoli derivati né disposizioni. La transazione ha natura amministrativa, rappresenta un aumento minimo del capitale e non modifica le percentuali di controllo o la composizione del consiglio di amministrazione.

GBank Financial Holdings Inc. (GBFH) – Transacción interna Formulario 4

El director Charles William Griege Jr. informó la adquisición de 194 acciones ordinarias el 02/07/2025 bajo el plan de compensación para directores de la empresa, a un precio declarado de $0. Tras la adjudicación, ahora posee 108,782 acciones directamente.

Además, la presentación revela una propiedad indirecta de 319,289 acciones a través de Blue Lion Opportunity Master Fund LP, donde el Sr. Griege es el único miembro y presidente del socio general. Él renuncia expresamente a la propiedad beneficiaria de dichas acciones, salvo en la medida de su interés pecuniario.

No se reportaron valores derivados ni disposiciones. La transacción es de carácter administrativo, representa un aumento mínimo en el capital y no altera los porcentajes de control ni la composición del consejo.

GBank Financial Holdings Inc. (GBFH) – Form 4 내부자 거래

이사 Charles William Griege Jr.는 회사의 이사 보상 계획에 따라 2025년 7월 2일에 보통주 194주를 취득했다고 보고했습니다. 명시된 가격은 0달러입니다. 수상 후 그는 현재 직접 108,782주를 보유하고 있습니다.

또한, 제출서류에는 그가 유일한 멤버이자 일반 파트너 사장의 역할을 하는 Blue Lion Opportunity Master Fund LP를 통해 간접적으로 319,289주를 소유하고 있음을 공개하고 있습니다. 그는 자신의 금전적 이익 범위를 제외하고 해당 주식의 실질적 소유권을 명시적으로 부인합니다.

파생 증권은 보고되지 않았으며 처분도 없었습니다. 이 거래는 행정적 성격이며, 지분이 미미하게 증가하는 것으로, 지배 비율이나 이사회 구성에는 변동이 없습니다.

GBank Financial Holdings Inc. (GBFH) – Transaction d'initié Formulaire 4

Le directeur Charles William Griege Jr. a déclaré avoir acquis 194 actions ordinaires le 02/07/2025 dans le cadre du plan de rémunération des administrateurs de la société, à un prix indiqué de 0 $. Suite à cette attribution, il détient désormais 108 782 actions en direct.

De plus, le dépôt révèle une propriété indirecte de 319 289 actions via Blue Lion Opportunity Master Fund LP, dont M. Griege est le seul membre et président du partenaire général. Il décline expressément la propriété bénéficiaire de ces actions, sauf dans la mesure de son intérêt pécuniaire.

Aucun titre dérivé n'a été signalé, et aucune cession n'a eu lieu. La transaction est de nature administrative, représente une augmentation minime du capital et ne modifie ni les pourcentages de contrôle ni la composition du conseil d'administration.

GBank Financial Holdings Inc. (GBFH) – Insider-Transaktion Form 4

Direktor Charles William Griege Jr. meldete den Erwerb von 194 Stammaktien am 02.07.2025 im Rahmen des Vergütungsplans für Direktoren des Unternehmens zu einem angegebenen Preis von 0 $. Nach der Zuteilung hält er nun 108.782 Aktien direkt.

Darüber hinaus offenbart die Meldung eine indirekte Beteiligung von 319.289 Aktien über Blue Lion Opportunity Master Fund LP, bei dem Herr Griege alleiniger Mitglied und Präsident des General Partners ist. Er lehnt ausdrücklich das wirtschaftliche Eigentum an diesen Aktien ab, außer im Umfang seines finanziellen Interesses.

Es wurden keine derivativen Wertpapiere gemeldet und keine Veräußerungen vorgenommen. Die Transaktion ist administrativer Natur, stellt eine minimale Erhöhung des Eigenkapitals dar und ändert weder die Kontrollanteile noch die Zusammensetzung des Vorstands.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Griege Charles William Jr.

(Last) (First) (Middle)
9115 WEST RUSSELL ROAD
SUITE 110

(Street)
LAS VEGAS NV 89148

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
GBank Financial Holdings Inc. [ GBFH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
07/02/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/02/2025 A 194(1) A $0 108,782 D
Common Stock 319,289 I By Blue Lion Opportunity Master Fund, LP(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
Griege Charles William Jr.

(Last) (First) (Middle)
9115 WEST RUSSELL ROAD
SUITE 110

(Street)
LAS VEGAS NV 89148

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Blue Lion Opportunity Master Fund LP

(Last) (First) (Middle)
4443 NEWMORE AVE

(Street)
DALLAS TX 75209

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director 10% Owner
Officer (give title below) X Other (specify below)
General Partner
Explanation of Responses:
1. Shares granted under director compensation plan.
2. Shares are owned by Blue Lion Opportunity Master Fund, LP, a limited partnership formed under the laws of the Cayman Islands ("BLOMF"). The general partner of BLOMF is Blue Lion Opportunity GP, LLC a Delaware limited liability company ("BLOGP"). The Reporting Person is the sole member and President of BLOGP. The Reporting Person disclaims beneficial ownership of the securities owned by BLC except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Remarks:
Exhibit List - Power of Attorney and Authorization Form
/s/ Jeffery Whicker, Attorney-In-Fact 07/07/2025
/s/ Jeffery Whicker, Attorney-In-Fact 07/07/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many GBFH shares did Director Charles Griege acquire?

He acquired 194 common shares on 07/02/2025.

What is Charles Griege’s total direct ownership after the transaction?

His direct holdings increased to 108,782 shares.

How many GBFH shares does he hold indirectly?

The Form 4 reports 319,289 shares held indirectly via Blue Lion Opportunity Master Fund LP.

Was the transaction part of a 10b5-1 trading plan?

The checkbox indicates the transaction could be under Rule 10b5-1(c), satisfying affirmative-defense conditions.

Did the filing report any derivative securities?

No, Table II lists no derivative securities acquired or disposed of.

Does this insider transaction impact GBFH’s control structure?

No, the small share count does not materially affect overall ownership percentages.
GBank Financial Holdings

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