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General Dynamics (GD) director Mattis has 83 shares withheld for taxes

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

GENERAL DYNAMICS CORP director James N. Mattis reported a small tax-related share disposition. On the transaction date, 83 shares of Common Stock were withheld at a price of $359.79 per share to satisfy tax obligations tied to the release of restricted shares under the company’s equity compensation plan.

After this withholding, Mattis directly held 3,455 shares of General Dynamics Common Stock. This was not an open-market sale, but an automatic share withholding to cover taxes on vested equity compensation.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Mattis James N

(Last) (First) (Middle)
C/O GENERAL DYNAMICS CORPORATION
11011 SUNSET HILLS ROAD

(Street)
RESTON VA 20190

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
GENERAL DYNAMICS CORP [ GD ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/09/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/09/2026 F(1) 83 D $359.79 3,455 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents the withholding of shares of Common Stock under the General Dynamics Corporation equity compensation plan to satisfy tax withholding obligations in connection with the release of restricted shares.
Nicholas R. Barnaby, by Power of Attorney 03/11/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did General Dynamics (GD) director James N. Mattis report in this Form 4?

James N. Mattis reported a small tax-related disposition of shares. 83 General Dynamics Common Stock shares were withheld to cover tax obligations when restricted shares were released under the company’s equity compensation plan, rather than sold in the open market.

How many General Dynamics (GD) shares were withheld for taxes in this filing?

The filing shows 83 General Dynamics Common Stock shares were withheld. These shares were applied to satisfy tax withholding obligations connected to the release of restricted shares granted under the company’s equity compensation plan, not through an open-market sale.

How many General Dynamics (GD) shares does James N. Mattis hold after this transaction?

After the tax withholding transaction, James N. Mattis directly holds 3,455 General Dynamics Common Stock shares. This remaining balance reflects his continuing equity position following the automatic share withholding used to pay taxes on vested restricted stock.

Was the General Dynamics (GD) Form 4 transaction an open-market sale?

No, the Form 4 does not show an open-market sale. It records 83 shares of General Dynamics Common Stock withheld to satisfy tax obligations on the release of restricted shares under the equity compensation plan, a routine administrative transaction.

What does transaction code “F” mean in this General Dynamics (GD) Form 4?

Transaction code “F” indicates shares were used to pay exercise price or taxes. Here, 83 General Dynamics shares were withheld specifically to cover tax withholding obligations arising from the release of restricted shares, not as a discretionary market trade.
General Dynamics Corp

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