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General Dynamics CEO Novakovic sells 45,353 shares

The report also lists 5,951 shares under the 401(k) plan and 30,000 shares held by an LLC for which Novakovic serves as manager.

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Form Type
4

Rhea-AI Filing Summary

Phebe N. Novakovic, General Dynamics' Chairman and CEO, reported six direct sales totaling 45,353 shares of common stock on November 5, 2026. Reported sale-price ranges were $360.00–$360.98, $361.02–$361.957, $362.12–$363.11, $363.15–$364.14, $364.15–$365.09 and $365.19–$365.695.

Insider NOVAKOVIC PHEBE N
Role Chairman and CEO
Sold 45,353 shs ($16.39M)
Share of Position Sold 5.6%
Type Security Shares Price Value
Sale Common Stock F1 31,279 $360.052 $11.26M
Sale Common Stock F2 2,529 $361.445 $914K
Sale Common Stock F3 1,146 $362.50 $415K
Sale Common Stock F4 669 $363.703 $243K
Sale Common Stock F5 795 $364.546 $290K
Sale Common Stock F6 8,935 $365.605 $3.27M
Holding Common Stock F7 -- -- --
Holding Common Stock F8 -- -- --
Holdings After Transaction: Common Stock — 766,457 shares (Direct); Common Stock — 5,950.97 shares (Indirect, 401(k) Plan); Common Stock — 30,000 shares (Indirect, By LLC)
Holdings Before and After: Common Stock, 811,810 to 766,457 shares (Direct)
Other Insiders: 1 other insider reported open-market sales of this stock in the 30 days up to this filing.
Footnotes (8)
  1. F1. Sale prices ranged from $360.00 to $360.98. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
  2. F2. Sale prices ranged from $361.02 to $361.957. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
  3. F3. Sale prices ranged from $362.12 to $363.11. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
  4. F4. Sale prices ranged from $363.15 to $364.14. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
  5. F5. Sale prices ranged from $364.15 to $365.09. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
  6. F6. Sale prices ranged from $365.19 to $365.695. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
  7. F7. Includes share activity under General Dynamics 401(k) plan since date of Reporting Person's last ownership report.
  8. F8. Represents shares held by a limited liability company for which the Reporting Person serves as a manager and the members of which are trusts for the benefit of the Reporting Person's children.
Common shares sold 45,353 shares Six direct sales on November 5, 2026
401(k) plan shares 5,951 shares Includes share activity since Novakovic's last ownership report
LLC-held shares 30,000 shares Held by an LLC for which Novakovic serves as manager
401(k) plan financial
"General Dynamics 401(k) plan"
A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.
limited liability company technical
"shares held by a limited liability company"
A limited liability company (LLC) is a business structure that separates the owners’ personal assets from the company’s debts and legal obligations, like a protective shield that keeps personal savings and property distinct from business risk. For investors, that protection reduces personal financial exposure and often brings flexible rules for profit sharing and taxes, but it can also affect how easily interests are bought or sold and how decisions are made.
Rule 10b5-1 plan regulatory
"Rule 10b5-1 trading plan"
A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many GD shares did Phebe Novakovic sell, and at what prices?

Phebe N. Novakovic reported selling 45,353 shares of General Dynamics common stock on November 5, 2026. Reported sale-price ranges were $360.00–$360.98, $361.02–$361.957, $362.12–$363.11, $363.15–$364.14, $364.15–$365.09 and $365.19–$365.695. No Rule 10b5-1 plan is reported.

What other GD shareholdings are listed for Phebe Novakovic?

The report lists 5,951 shares under General Dynamics' 401(k) plan; that amount includes share activity since her last ownership report. It also lists 30,000 shares held by an LLC for which Novakovic serves as manager. The LLC's members are trusts for the benefit of her children.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
NOVAKOVIC PHEBE N

(Last)(First)(Middle)
C/O GENERAL DYNAMICS CORPORATION
11011 SUNSET HILLS ROAD

(Street)
RESTON VIRGINIA 20190

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
GENERAL DYNAMICS CORP [ GD ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chairman and CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
11/05/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock11/05/2026S31,279D$360.052(1)780,531D
Common Stock11/05/2026S2,529D$361.445(2)778,002D
Common Stock11/05/2026S1,146D$362.5(3)776,856D
Common Stock11/05/2026S669D$363.703(4)776,187D
Common Stock11/05/2026S795D$364.546(5)775,392D
Common Stock11/05/2026S8,935D$365.605(6)766,457D
Common Stock5,950.97(7)I401(k) Plan
Common Stock30,000IBy LLC(8)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Sale prices ranged from $360.00 to $360.98. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
2. Sale prices ranged from $361.02 to $361.957. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
3. Sale prices ranged from $362.12 to $363.11. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
4. Sale prices ranged from $363.15 to $364.14. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
5. Sale prices ranged from $364.15 to $365.09. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
6. Sale prices ranged from $365.19 to $365.695. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
7. Includes share activity under General Dynamics 401(k) plan since date of Reporting Person's last ownership report.
8. Represents shares held by a limited liability company for which the Reporting Person serves as a manager and the members of which are trusts for the benefit of the Reporting Person's children.
Nicholas R. Barnaby, by Power of Attorney11/09/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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