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GENERAL DYNAMICS (NYSE: GD) VP reports new restricted stock and 3,890 options

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

GENERAL DYNAMICS CORP vice president Dana Omahen Maisano reported new equity-based compensation. She received a grant of 480 shares of restricted common stock at $0.00 per share, lifting her directly held common stock to 1,652 shares. These restricted shares are subject to service-based vesting and will be released three years after the grant date.

She also reported a derivative transaction involving stock options covering 3,890 shares of common stock at a $341.25 exercise price, with 50% becoming exercisable on June 1, 2028 and the remaining 50% on June 1, 2029, and reflected ongoing activity in a 401(k) plan holding 142.32 shares of common stock.

Positive

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Insider Maisano Dana Omahen
Role Vice President
Type Security Shares Price Value
Exercise Stock Options 3,890 $0.00 --
Grant/Award Common Stock 480 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Stock Options — 3,890 shares (Direct, null); Common Stock — 1,652 shares (Direct, null); Common Stock — 142.32 shares (Indirect, 401(k) Plan)
Footnotes (1)
  1. Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date. Includes share activity under General Dynamics 401(k) plan since date of Reporting Person's last ownership report. Fifty percent will become exercisable on 06/01/2028, and the remaining fifty percent will become exercisable on 06/01/2029.
Restricted stock granted 480 shares Common stock grant at $0.00 per share on June 1, 2026
Direct common shares after grant 1,652 shares Total directly held common stock following the grant
Stock options underlying shares 3,890 shares Options on common stock with vesting in 2028 and 2029
Option exercise price $341.25 per share Exercise price for reported stock options
401(k) plan holdings 142.32 shares Indirect common stock held in General Dynamics 401(k) plan
Option expiration May 31, 2036 Expiration date for the reported stock options
restricted stock financial
"Represents shares of restricted stock subject to service-based vesting"
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
service-based vesting financial
"restricted stock subject to service-based vesting that will be released"
401(k) plan financial
"Includes share activity under General Dynamics 401(k) plan"
A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.
stock options financial
"Stock Options ... underlying security title Common Stock"
Stock options are agreements that give a person the right to buy or sell a company's stock at a specific price within a certain time frame. They are often used as a reward or incentive, similar to a coupon that can be used later if the stock price rises, allowing the holder to make a profit.
exercise price financial
"conversion or exercise price 341.2500"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Maisano Dana Omahen

(Last)(First)(Middle)
C/O GENERAL DYNAMICS CORPORATION
11011 SUNSET HILLS ROAD

(Street)
RESTON VIRGINIA 20190

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
GENERAL DYNAMICS CORP [ GD ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Vice President
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/01/2026A(1)480A$01,652D
Common Stock142.32(2)I401(k) Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Options$341.2506/01/2026M3,890 (3)05/31/2036Common Stock3,890$03,890D
Explanation of Responses:
1. Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date.
2. Includes share activity under General Dynamics 401(k) plan since date of Reporting Person's last ownership report.
3. Fifty percent will become exercisable on 06/01/2028, and the remaining fifty percent will become exercisable on 06/01/2029.
Nicholas R. Barnaby, by Power of Attorney06/16/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider equity awards did GD vice president Dana Omahen Maisano report?

Dana Omahen Maisano reported new equity awards, including 480 restricted common shares at $0.00 per share and stock options covering 3,890 shares at a $341.25 exercise price, all recorded on June 1, 2026.

How many restricted GENERAL DYNAMICS (GD) shares did the vice president receive?

She received 480 shares of restricted common stock at $0.00 per share. These shares are subject to service-based vesting and will be released three years after the grant date, according to the disclosure footnote.

What are the key terms of the stock options reported by GD vice president Maisano?

She reported stock options covering 3,890 shares of common stock with a $341.25 exercise price. Footnotes state 50% become exercisable on June 1, 2028 and the remaining 50% on June 1, 2029, expiring May 31, 2036.

What are Dana Omahen Maisano’s GD share holdings after the reported Form 4 transactions?

After these transactions, she directly holds 1,652 shares of common stock. Indirectly, she has 142.32 shares of common stock in a General Dynamics 401(k) plan, reflecting share activity since her last ownership report.

Was the GENERAL DYNAMICS VP’s Form 4 transaction an open-market stock purchase or sale?

The reported common stock transaction is coded as a grant or award acquisition at a $0.00 price, not an open-market trade. The options entry is characterized as a derivative transaction with a specified $341.25 exercise price and future exercisability dates.

How is the GD 401(k) plan position reflected in Dana Omahen Maisano’s Form 4?

The filing shows 142.32 shares of common stock held indirectly through a General Dynamics 401(k) plan. A footnote explains this figure includes share activity in the plan since her prior ownership report.