Canaccord Genuity Corp (GDLC) Rule 144: multiple dated share sales reported

Rhea-AI Filing Summary

DCG International Investments Ltd reported proposed Rule 144 sales of Common shares of Canaccord Genuity Corp (symbol GDLC) in multiple transactions. The excerpt lists sales on specific dates between 02/03/2026 and 05/04/2026 with individual blocks of 12,000 or 15,000 shares and corresponding dollar amounts per trade.

Insights

Securities Compliance Analyst

Notice of multiple Rule 144 resale transactions by an affiliated holder.

The filing lists specific resale blocks by DCG International Investments Ltd of Common stock in separately dated transactions, including 12,000-share and 15,000-share blocks with stated dollar proceeds. These are resale notices under Rule 144 rather than open-market Form 4 disclosures.

Timing and exact mechanics (brokers, plan basis) are not specified in the excerpt; subsequent filings or broker reports would clarify execution method and any remaining resale capacity.

Key Figures

Sale block size: 15,000 shares Sale block size: 12,000 shares Proceeds example: $524,053.50 +2 more

5 metrics

Sale block size 15,000 shares listed on multiple dates including 04/27/2026 and 04/28/2026

Sale block size 12,000 shares listed on multiple dates including 02/03/2026 and 05/01/2026

Proceeds example $524,053.50 proceeds for 15,000 shares on 04/27/2026

Proceeds example $418,302.00 proceeds for 12,000 shares on 02/03/2026

Date range shown 02/03/2026–05/04/2026 dates of listed resale transactions in the excerpt

Key Terms

Form 144, Privately Negotiated Transaction, OTCQX

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Privately Negotiated Transaction market

"Privately Negotiated Transaction | Purchased from Issuer"

A privately negotiated transaction is a deal whose terms are worked out directly between a buyer and a seller rather than through a public market or open auction. Think of it like selling a car to a neighbor instead of putting it on eBay: the price, timing and conditions are agreed one-on-one, so investors may see less public information, different pricing compared with market trades, and potential impacts on liquidity and valuation.

OTCQX market

"OTCQX Common | Canaccord Genuity Corp"

OTCQX is the highest tier of the over‑the‑counter (OTC) marketplaces where shares of companies that aren’t listed on major stock exchanges trade. Think of it as a “premium shelf” for OTC stocks: companies must meet stricter financial and disclosure standards, which can mean clearer information, potentially better investor confidence and somewhat easier trading than lower OTC tiers. Investors watch OTCQX listings as a signal of relative transparency and credibility among OTC-traded firms.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	15000	524053.50	12257400	04/27/2026	OTCQX
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	15000	514900.50	12257400	04/28/2026	OTCQX
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	15000	512553.00	12257400	04/29/2026	OTCQX
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	12000	412304.40	12257400	04/30/2026	OTCQX
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	12000	422704.80	12257400	05/01/2026	OTCQX
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	12000	429871.20	12257400	05/04/2026	OTCQX

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/22/2020	Privately Negotiated Transaction	Purchased from Issuer			15000	09/22/2020	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	02/03/2026	12000	418302.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	02/04/2026	12000	405289.2
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	02/05/2026	12000	365898.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	04/27/2026	15000	524053.5
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	04/28/2026	15000	514900.5
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	04/29/2026	15000	512553.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	04/30/2026	12000	412304.4
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	05/01/2026	12000	422704.8

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the GDLC Form 144 filing report?

The filing reports proposed resales of GDLC common shares by DCG International Investments Ltd. It lists multiple dated blocks of 12,000 or 15,000 shares with associated dollar amounts between 02/03/2026 and 05/04/2026.

How many shares were listed in each sale in the GDLC excerpt?

The excerpt shows repeated blocks of 12,000 and 15,000 shares. Specific dated entries include 12,000-share and 15,000-share transactions on the dates shown in the table.

Who is the seller identified in the GDLC Form 144 excerpt?

The seller shown is DCG International Investments Ltd, with the listed address at 3 Mill Creek Road, Ste 14, Pembroke. The issuer identified is Canaccord Genuity Corp.

What proceeds are shown for the listed GDLC transactions?

Each transaction row in the excerpt includes a dollar figure of proceeds, for example $418,302.00, $524,053.50, and $422,704.80, paired with the corresponding 12,000- or 15,000-share blocks.

Do these Form 144 entries confirm completed sales for GDLC?

Form 144 entries provide notice of proposed resale under Rule 144 and list transaction dates and amounts; they do not by themselves confirm settlement or the exact execution venue for the listed sales.