GDLC (OTCQX: GDLC) investor plans Rule 144 sale of 12,000 shares
Rhea-AI Filing Summary
GDLC investor DCG International Investments Ltd has filed a notice of intent to sell 12,000 common shares under Rule 144. The planned sale is to be executed through Canaccord Genuity Corp on the OTCQX market, with an aggregate market value of $418,302.00 and 12,707,400 shares outstanding.
The 12,000 common shares to be sold were acquired on 09/22/2020 in a privately negotiated cash transaction purchased from the issuer. The filing also lists multiple recent sales of GDLC common shares by DCG International Investments Ltd over the past three months, each with specified dates, share amounts, and gross proceeds.
Positive
- None.
Negative
- None.
FAQ
What does the GDLC Rule 144 filing by DCG International Investments Ltd disclose?
The filing discloses that DCG International Investments Ltd plans to sell 12,000 GDLC common shares under Rule 144. The sale is to be executed via Canaccord Genuity Corp on OTCQX, with an aggregate market value of $418,302.00 based on current data.
Which broker and market are involved in the GDLC Rule 144 sale?
The planned sale of GDLC common shares will be handled by Canaccord Genuity Corp, located at 609 Granville Street, Suite 2200, Vancouver. The filing identifies OTCQX as the securities exchange where these 12,000 common shares are expected to be sold.
What representation does the GDLC seller make about non-public information?
The person for whose account the GDLC securities are to be sold represents that they do not know any material adverse information about the issuer’s current or prospective operations that has not been publicly disclosed, as a condition of signing the Rule 144 notice.