15,000-share sale reported by DCG in Canaccord Genuity (GDLC) Form 144

Rhea-AI Filing Summary

Canaccord Genuity Corp — Form 144 filing reporting sales of Common stock. The filing lists sales by DCG International Investments Ltd on multiple dates in Q1 2026 and a sale of 15,000 shares on 04/27/2026. The transactions are described as cash, privately negotiated or purchased from issuer.

Insights

Securities Counsel

Form 144 notifies the market of restricted/common share sales under Rule 144.

Form 144 is a notice required when an affiliate intends to sell restricted or control securities. The listed entries show multiple dated dispositions, with a 15,000-share sale on 04/27/2026.

These notices do not themselves effect transfers; subsequent broker reports or S-3/424 filings show completion. Cash treatment is shown for specific purchases/sales in the excerpt.

Key Figures

Sale on 04/27/2026: 15,000 shares Repeated dispositions: 12,000 shares Cash amount (04/27/2026): $524,053.50 +1 more

4 metrics

Sale on 04/27/2026 15,000 shares listed disposition dated 04/27/2026

Repeated dispositions 12,000 shares entries dated 01/28/2026–02/05/2026

Cash amount (04/27/2026) $524,053.50 cash figure associated with 15,000-share entry dated 04/27/2026

Original purchase date 09/22/2020 purchase from issuer / privately negotiated transaction

Key Terms

Form 144, Privately Negotiated Transaction, Rule 144

3 terms

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Privately Negotiated Transaction market

"Common | 09/22/2020 | Privately Negotiated Transaction"

A privately negotiated transaction is a deal whose terms are worked out directly between a buyer and a seller rather than through a public market or open auction. Think of it like selling a car to a neighbor instead of putting it on eBay: the price, timing and conditions are agreed one-on-one, so investors may see less public information, different pricing compared with market trades, and potential impacts on liquidity and valuation.

Rule 144 regulatory

"Form 144 filing reporting sales of Common stock"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/28/2026 - 04:39 PM Learn about SEC filing dates

FAQ

What does GDLC's Form 144 filing disclose?

The filing discloses intended or completed sales of Common stock by an affiliate. It lists multiple dated dispositions and a 15,000-share sale on 04/27/2026, showing transaction dates, share counts, and cash consideration where provided.

Who reported the sales in the GDLC Form 144?

The sales are reported under DCG International Investments Ltd as the selling party. The excerpt lists that entity’s address and repeated entries for dated sales in January–April 2026, including the 15,000-share entry dated 04/27/2026.

Do Form 144 notices complete the stock transfer for GDLC?

No. Form 144 is a reporting notice under Rule 144 and does not itself transfer title. Actual sales require execution via market or private trade and subsequent broker/dealer reporting confirming completion of each disposition.

What quantities and dates are shown in the GDLC excerpt?

The excerpt shows recurring 12,000-share entries dated between 01/28/2026 and 02/05/2026 and a 15,000-share entry dated 04/27/2026. Some rows include cash amounts tied to each dated disposition.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	15000	524053.50	12257400	04/27/2026	OTCQX
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	15000	514900.50	12257400	04/28/2026	OTCQX

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/22/2020	Privately Negotiated Transaction	Purchased from Issuer			15000	09/22/2020	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	01/28/2026	12000	505843.2
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	01/29/2026	12000	477790.8
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	01/30/2026	12000	467892.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	02/02/2026	12000	434407.2
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	02/03/2026	12000	418302.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	02/04/2026	12000	405289.2
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	02/05/2026	12000	365898.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	04/27/2026	15000	524053.5

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)