DCG International plans 13,000-share Canaccord Genuity sale (GDLC)

Rhea-AI Filing Summary

DCG International Investments Ltd filed to resell up to 13,000 common shares of Canaccord Genuity Corp on or after August 5, 2026 on OTCQX. These shares were originally acquired in a privately negotiated transaction from the issuer on September 22, 2020 for cash.

The filing also lists several block sales of Canaccord common shares by DCG International between May 5, 2026 and August 3, 2026, each showing the number of shares and corresponding dollar amounts for those transactions.

Key Figures

Shares to be sold: 13,000 shares Aggregate value of shares: $378,592.50 Shares outstanding: 11,717,400 shares +2 more

5 metrics

Shares to be sold 13,000 shares Common shares of Canaccord Genuity Corp covered by the resale notice

Aggregate value of shares $378,592.50 Value associated with the 13,000 common shares to be resold

Shares outstanding 11,717,400 shares Canaccord Genuity common shares referenced as outstanding

Past sale 1 13,000 shares; $473,846.10 Common share transaction dated May 5, 2026

Past sale 2 10,000 shares; $287,449.0 Common share transaction dated August 3, 2026

Key Terms

Form 144, privately negotiated transaction, OTCQX

3 terms

Form 144 regulatory

"144: Securities Information Common | Canaccord Genuity Corp"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

privately negotiated transaction financial

"Common | 09/22/2020 | Privately Negotiated Transaction | Purchased from Issuer"

A privately negotiated transaction is a deal whose terms are worked out directly between a buyer and a seller rather than through a public market or open auction. Think of it like selling a car to a neighbor instead of putting it on eBay: the price, timing and conditions are agreed one-on-one, so investors may see less public information, different pricing compared with market trades, and potential impacts on liquidity and valuation.

OTCQX market

"11717400 | 08/05/2026 | OTCQX"

OTCQX is the highest tier of the over‑the‑counter (OTC) marketplaces where shares of companies that aren’t listed on major stock exchanges trade. Think of it as a “premium shelf” for OTC stocks: companies must meet stricter financial and disclosure standards, which can mean clearer information, potentially better investor confidence and somewhat easier trading than lower OTC tiers. Investors watch OTCQX listings as a signal of relative transparency and credibility among OTC-traded firms.

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Available on EDGAR 08/05/2026 - 04:44 PM Accepted by SEC EDGAR 08/05/2026 - 04:44 PM Learn about SEC filing dates

FAQ

How many Canaccord Genuity shares are covered in this GDLC-related Form 144 filing?

The filing covers up to 13,000 common shares of Canaccord Genuity Corp. These shares are proposed for resale on or after August 5, 2026 on the OTCQX market.

What is the approximate value of the shares in this GDLC-related Form 144?

The Form 144 lists an aggregate value of $378,592.50 for the 13,000 Canaccord Genuity common shares. This figure reflects the market value used for the resale notice, not necessarily future trade prices.

When and how did DCG International acquire the shares referenced in this GDLC filing?

DCG International acquired the 13,000 Canaccord Genuity common shares on September 22, 2020 in a privately negotiated transaction and purchased them directly from the issuer for cash consideration.

What past sales are disclosed in this Form 144 related to GDLC?

The filing lists multiple sales of Canaccord Genuity common shares by DCG International between May 5, 2026 and August 3, 2026, each specifying the shares sold and related dollar amounts for those recent transactions.

On which market are the shares in this GDLC-related Form 144 expected to be sold?

The shares covered by this Form 144 are indicated for potential sale on the OTCQX market. The filing specifies OTCQX as the trading venue for the planned resale of Canaccord Genuity common shares.

Does the Form 144 mention total Canaccord Genuity shares outstanding relevant to GDLC investors?

The notice references 11,717,400 Canaccord Genuity common shares as outstanding. This serves as a contextual figure for the issuer’s capital structure, separate from the 13,000 shares covered by the resale notice.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	13000	378592.50	11717400	08/05/2026	OTCQX

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/22/2020	Privately Negotiated Transaction	Purchased from Issuer			13000	09/22/2020	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	05/05/2026	13000	473846.1
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	05/06/2026	12953	473034.49
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	05/07/2026	12953	464393.55
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	07/29/2026	12646	363198.18
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	07/30/2026	16500	481648.2
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	07/31/2026	16500	468644.55
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	08/03/2026	10000	287449.0

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)