Kim Stout (GDO) listed as CCO/Subadviser in new Form 3 filing
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC. filed an initial Form 3 identifying Kim Stout as a reporting person in the role of CCO/Subadviser. The filing is an ownership disclosure and shows no reported transactions or derivative positions for this insider in the data provided.
Positive
- None.
Negative
- None.
Key Figures
Buy transactions: 0
Sell transactions: 0
Derivative transactions: 0
+1 more
4 metrics
Buy transactions
0
BuyCount in Form 3 transactionSummary
Sell transactions
0
SellCount in Form 3 transactionSummary
Derivative transactions
0
derivativeTransactionCount in transactionSummary
Net buy/sell direction
neutral
netBuySellDirection in transactionSummary
Key Terms
Form 3, reporting person, CCO/Subadviser, transactionSummary
4 terms
Form 3 regulatory
"INSIDER FILING DATA (Form 3)"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
reporting person regulatory
""reportingPersons": [ { "name": "Stout Kim""
CCO/Subadviser financial
""other": "CCO/Subadviser""
transactionSummary regulatory
""transactionSummary": { "buyCount": 0"
FAQ
What does the GDO Form 3 filed for Kim Stout disclose?
The Form 3 for GDO identifies Kim Stout as a reporting person serving as CCO/Subadviser. It functions as an initial ownership disclosure and, in the data shown, reports no transactions or derivative securities activity for this insider.
Does the GDO Form 3 for Kim Stout show any stock purchases or sales?
No, the GDO Form 3 reports no purchases, sales, or other transactions by Kim Stout. Transaction counts, including buy, sell, exercise, gift, tax withholding, and restructuring entries, are all listed as zero in the transaction summary.
What is Kim Stout’s role in relation to WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC. (GDO)?
Kim Stout is identified as a reporting person with the designation “CCO/Subadviser” for WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC. This title reflects a compliance and subadvisory function rather than listing a traditional director or officer position in the fund.
What does the transactionSummary in the GDO Form 3 indicate?
The transactionSummary in the GDO Form 3 shows zero counts for buys, sells, exercises, gifts, tax withholdings, restructurings, and derivative transactions. This indicates no reportable trading or derivative activity for Kim Stout in this initial ownership filing.
Are any derivative securities reported for Kim Stout in the GDO Form 3?
No derivative securities are reported for Kim Stout in the GDO Form 3. The derivativeSummary is empty and the derivativeTransactionCount in the transactionSummary is zero, indicating no listed options, warrants, or similar instruments in this filing.