GECC director Reese reports indirect share holdings

Great Elm Capital Corp. director Jason W. Reese filed an initial ownership report showing indirect holdings of the company’s Common Stock.

Rhea-AI Filing Summary

Great Elm Capital Corp. director Jason W. Reese filed an initial ownership report showing indirect holdings of the company’s Common Stock. According to the filing, 87,237 shares are held by IC Leverage Income Fund, LLC and 229,460 shares are held by Imperial Capital Group Holdings II, LLC. Mr. Reese has voting and dispositive power over the shares held by both entities.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Reese Jason W.

Role Director

Type	Security	Shares	Price	Value
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 316,697 shares (Indirect, See Footnote)

Footnotes (1)

1. F1. Represents 87,237 shares of Common Stock held directly by IC Leverage Income Fund, LLC ("IC Leverage") and 229,460 shares of Common Stock held directly by Imperial Capital Group Holdings II, LLC ("ICGH2"). Mr. Reese has voting and dispositive power over the shares of Common Stock held directly by each of ICGH2 and IC Leverage.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Jason W. Reese’s Form 3 filing show for GECC?

The Form 3 shows initial indirect ownership of Great Elm Capital Corp. Common Stock by entities associated with Jason W. Reese. It identifies share amounts held by IC Leverage Income Fund, LLC and Imperial Capital Group Holdings II, LLC, over which he has voting and dispositive power.

How many GECC shares are held by IC Leverage Income Fund, LLC?

IC Leverage Income Fund, LLC holds 87,237 shares of Great Elm Capital Corp. Common Stock. These shares are reported as indirectly owned by director Jason W. Reese, who has voting and dispositive power over this block according to the ownership footnote.

How many GECC shares are held by Imperial Capital Group Holdings II, LLC?

Imperial Capital Group Holdings II, LLC holds 229,460 shares of Great Elm Capital Corp. Common Stock. The filing notes that Jason W. Reese has voting and dispositive power over these shares, and they are reported as indirect ownership on his Form 3.

Is Jason W. Reese’s GECC ownership direct or indirect?

The reported holdings are indirect. The shares are held directly by IC Leverage Income Fund, LLC and Imperial Capital Group Holdings II, LLC. Jason W. Reese has voting and dispositive power over these shares, so they are reported as his indirect beneficial ownership.

What role does Jason W. Reese have at Great Elm Capital Corp. (GECC)?

Jason W. Reese is identified as a director of Great Elm Capital Corp. in the Form 3. The filing does not list any officer position for him, focusing instead on his status as a director and his indirect beneficial ownership of Common Stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Understanding Insider Trading Forms →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 03/05/2026 - 04:15 PM EST Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Reese Jason W.

(Last) (First) (Middle)

C/O GREAT ELM CAPITAL CORP.

3801 PGA BOULEVARD, SUITE 603

(Street)

PALM BEACH GARDENS FL 33410

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
03/02/2026

3. Issuer Name and Ticker or Trading Symbol
Great Elm Capital Corp. [ GECC ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	87,237	I	See Footnote(1)
Common Stock	229,460	I	See Footnote(1)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents 87,237 shares of Common Stock held directly by IC Leverage Income Fund, LLC ("IC Leverage") and 229,460 shares of Common Stock held directly by Imperial Capital Group Holdings II, LLC ("ICGH2"). Mr. Reese has voting and dispositive power over the shares of Common Stock held directly by each of ICGH2 and IC Leverage.

Remarks:

Exhibit 24 - Power of Attorney

	/s/ Adam M. Kleinman, attorney-in-fact	03/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.