Welcome to our dedicated page for Great Elm Group SEC filings (Ticker: GEG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for Great Elm Group, Inc. (NASDAQ: GEG) brings together the company’s regulatory disclosures, allowing investors to review how this alternative asset manager reports on its credit and industrial real estate activities. Great Elm Group files annual reports on Form 10-K, quarterly reports on Form 10-Q, current reports on Form 8-K, and proxy materials such as the definitive proxy statement on Schedule 14A.
Through these filings, readers can examine financial statements, management discussion and analysis, and risk disclosures related to Great Elm Group’s role as manager of Great Elm Capital Corp. (GECC) and Monomoy Properties REIT, LLC. Form 8-K filings highlight material events, including earnings releases, strategic partnerships, securities purchase agreements, and changes in the Board of Directors. For example, 8-K reports describe capital investments by Kennedy Lewis Investment Management LLC and Woodstead Value Fund, L.P., as well as the formation of Great Elm Real Estate Ventures, LLC and financing arrangements for Monomoy REIT.
The company’s proxy statement (DEF 14A) provides detail on corporate governance, director elections, executive compensation, and long-term incentive compensation plans. It also explains how stockholders can vote, attend virtual annual meetings, and access proxy materials. These documents help investors understand the governance framework that oversees Great Elm Group’s alternative asset management platform.
On this page, users can also access information about registered debt securities, including the 7.25% Notes due 2027 (trading under the symbol GEGGL), as referenced in multiple Form 8-K filings. For those tracking insider and board-related developments, filings include disclosures about director appointments, retirements, and related compensation arrangements.
Stock Titan enhances these filings with AI-powered summaries that highlight key points from lengthy 10-K, 10-Q, 8-K, and proxy documents. Real-time updates from the SEC’s EDGAR system ensure that new filings for GEG and its listed notes appear promptly, while AI-generated overviews help readers quickly identify important financial, governance, and transaction-related information without manually parsing every page.
Great Elm Group, Inc. furnished a press release as an exhibit to report on its results of operations and financial condition. The company issued this press release on February 4, 2026, and attached it as Exhibit 99.1 to the current report.
The information in the press release and this report is being treated as furnished rather than filed, which limits certain legal liabilities and how it may be incorporated into other securities law filings.
Great Elm Group, Inc. reported a sharp swing to loss for the quarter ended December 31, 2025. Revenue was $3.0 million, down from $3.5 million a year earlier, while net loss attributable to stockholders was $15.8 million versus net income of $1.2 million. The loss was driven mainly by $11.4 million of net realized and unrealized losses on investments and an additional $1.6 million loss from consolidated funds, alongside higher compensation and administrative costs.
For the six months, revenue rose to $13.8 million from $7.5 million, largely due to real estate property sales, but the company posted a $22.8 million net loss versus $3.8 million income in the prior period as investment fair values declined. Cash, cash equivalents and restricted cash increased to $51.2 million, helped by property sale proceeds and equity issuances, while total assets fell to $135.5 million and stockholders’ equity declined to $55.8 million. Long-term notes and convertible debt totaled about $62.0 million, and there were 32.7 million common shares outstanding as of January 29, 2026.
Great Elm Group director Nathan Lloyd reported a new equity award. On January 8, 2026, he was granted 26,531 shares of Great Elm Group common stock at a price of $0 per share. These are restricted shares that vest in equal quarterly installments at the end of each quarter from March 31, 2026 through December 31, 2026, and the award depends on his continued service on the company’s board of directors. After this grant, Lloyd beneficially owned 49,348 shares of Great Elm Group common stock directly.
Great Elm Group, Inc. director David Matter reported receiving two grants of restricted common stock on January 8, 2026. He was awarded 26,531 shares of restricted stock and a separate grant of 30,612 shares, which he elected to receive in lieu of a cash retainer. Both grants vest in equal quarterly installments at the end of each quarter from March 31, 2026 through December 31, 2026, and require his continued service on the board. Following these awards, he beneficially owns 539,377 shares of Great Elm Group common stock directly.
Great Elm Group, Inc. director Matthew A. Drapkin reported new equity awards. On January 8, 2026, he received three grants of Great Elm Group common stock totaling 114,286 restricted shares: 26,531 shares, 61,224 shares, and another 26,531 shares, each at a price of $0 per share.
After these awards, Drapkin directly held 843,035 shares of Great Elm Group common stock. The restricted stock vests in equal quarterly installments at the end of each quarter from March 31, 2026 through December 31, 2026, with one grant elected in lieu of a cash retainer and one tied to his service on the board of Great Elm Capital Corp. Separate from his direct holdings, large blocks of Great Elm Group shares are held by Northern Right Capital (QP), L.P. and certain managed accounts, where affiliated entities may be deemed beneficial owners and Drapkin disclaims indirect beneficial ownership except to the extent of his pecuniary interest.
Great Elm Group, Inc. director David W. Schwartz reported receiving two awards of restricted common stock on January 8, 2026. He was granted 26,531 shares at a price of $0 per share, bringing his beneficial ownership after this award to 626,531 shares held directly.
On the same date, he was also granted 32,877 restricted shares at $0 per share, elected in lieu of a cash retainer, increasing his beneficial ownership after this award to 659,408 directly held shares. Both awards vest in equal quarterly installments at the end of each quarter from March 31, 2026 through December 31, 2026, contingent on his continued service on Great Elm Group’s board of directors.
Great Elm Group, Inc. (GEG) reported equity compensation for director Smith Booker. On January 8, 2026, he was granted 26,531 shares of restricted common stock at a price of $0 per share. He also received a separate grant of 30,612 restricted shares on the same date, likewise at $0 per share and elected in lieu of a cash retainer.
Both grants vest in equal quarterly installments at the end of each quarter from March 31, 2026 through December 31, 2026, contingent on his continued service on the board of directors. After these awards, Booker directly beneficially owned 74,213 shares of Great Elm Group common stock.
Great Elm Group director James P. Parmelee reported equity grants in the form of restricted stock. On January 8, 2026, he was awarded 26,531 shares of common stock and a separate award of 48,980 restricted shares. Both grants vest in equal quarterly installments at the end of each quarter from March 31, 2026 through December 31, 2026, contingent on his continued service on the board of directors. The 48,980-share award was taken at his election in lieu of a cash retainer. Following these awards, he beneficially owned 513,442 shares of Great Elm Group common stock.
Great Elm Group director Eric J. Scheyer reported receiving two grants of restricted common stock. On January 8, 2026 he was awarded 26,531 restricted shares and a separate award of 30,612 restricted shares, both at a price of $0 per share.
Each grant vests in equal quarterly installments at the end of each quarter from March 31, 2026 through December 31, 2026, as long as he continues serving on Great Elm Group’s board of directors. The second grant of 30,612 shares was taken at his election in lieu of a cash retainer. After these awards, he beneficially owned 478,862 shares of Great Elm Group common stock in direct form.