Great Elm Group (GEG) furnishes results press release in new 8-K filing

Rhea-AI Filing Summary

Great Elm Group, Inc. furnished a press release as an exhibit to report on its results of operations and financial condition. The company issued this press release on February 4, 2026, and attached it as Exhibit 99.1 to the current report.

The information in the press release and this report is being treated as furnished rather than filed, which limits certain legal liabilities and how it may be incorporated into other securities law filings.

8-K Event Classification

2 items: 2.02, 9.01

2 items

Item 2.02 Results of Operations and Financial Condition Financial

Disclosure of earnings results, typically an earnings press release or preliminary financials.

Item 9.01 Financial Statements and Exhibits Exhibits

Financial statements, pro forma financial information, and exhibit attachments filed with this report.

Understanding 8-K Material Events →

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): February 04, 2026

Great Elm Group, Inc.

(Exact name of Registrant as Specified in Its Charter)

Delaware			001-39832	85-3622015
(State or Other Jurisdiction of Incorporation)			(Commission File Number)	(IRS Employer Identification No.)
3801 PGA Boulevard Suite 603
Palm Beach Gardens, Florida				33410
(Address of Principal Executive Offices)				(Zip Code)

Registrant’s Telephone Number, Including Area Code: 617 375-3006

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class		Trading Symbol(s)		Name of each exchange on which registered
Common Stock, par value $0.001 per share		GEG		The Nasdaq Stock Market LLC
7.25% Notes due 2027		GEGGL		The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 2.02 Results of Operations and Financial Condition.

On February 4, 2026, Great Elm Group, Inc. issued the press release furnished as Exhibit 99.1 to this report.

The foregoing information (including the Exhibit 99.1 hereto) is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall such information be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such filing.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.

Exhibit Number		Description
99.1		Press Release, dated February 4, 2026
104		The cover page from this Current Report on Form 8-K, formatted as inline XBRL

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

			Great Elm Group, Inc.
Date:	February 4, 2026	By:	/s/ Keri Davis
			Keri Davis, Chief Financial Officer

FAQ

What did Great Elm Group (GEG) disclose in this 8-K filing?

Great Elm Group disclosed that it issued a press release reporting its results of operations and financial condition. The press release, dated February 4, 2026, is attached as Exhibit 99.1 and is provided as furnished information.

How is the Great Elm Group (GEG) press release treated under securities laws?

The press release attached as Exhibit 99.1 is treated as furnished, not filed, under the Securities Exchange Act. This means it is not subject to certain liabilities of Section 18 and is only incorporated into other filings if specifically referenced.

Which exhibit contains Great Elm Group’s February 4, 2026 press release?

Exhibit 99.1 contains Great Elm Group’s press release dated February 4, 2026. The exhibit is attached to the current report to present information about the company’s results of operations and financial condition.

Who signed the Great Elm Group (GEG) 8-K report?

The 8-K report was signed on behalf of Great Elm Group, Inc. by Keri Davis. She is identified in the document as the company’s Chief Financial Officer and executed the report dated February 4, 2026.

What securities of Great Elm Group (GEG) are listed on Nasdaq?

Great Elm Group lists its common stock with a par value of $0.001 per share under the symbol GEG. It also has 7.25% Notes due 2027 listed on The Nasdaq Stock Market LLC under the symbol GEGGL.

What is the purpose of Item 2.02 in Great Elm Group’s 8-K?

Item 2.02 is used to present information on results of operations and financial condition. Great Elm Group uses this item to furnish its February 4, 2026 press release as Exhibit 99.1 rather than fully detailing results in the body of the report.