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Great Elm Group Schedule 13D/A amendment describes ownership and a forbearance agreement affecting convertible notes. Reporting persons include Imperial Capital Asset Management (ICAM), Long Ball Partners, Imperial Capital Group Holdings II and CEO Jason Reese, who together report significant stakes in the issuer.
Long Ball holds $8,333,667 of 5.0% Convertible Senior PIK Notes due 2030 that, if not forborne, would convert into 2,400,111 shares. Long Ball agreed to forbear from converting those notes until November 10, 2026, so those shares are excluded from current beneficial ownership calculations. Ownership disclosures are based on 32,996,787 shares outstanding; Jason Reese beneficially owns 7,372,765 shares (22.3%), ICAM 5,918,746 (17.9%), Long Ball 5,009,662 (15.2%), and ICGH2 460,900 (1.4%).
Great Elm Group Schedule 13D/A amendment describes ownership and a forbearance agreement affecting convertible notes. Reporting persons include Imperial Capital Asset Management (ICAM), Long Ball Partners, Imperial Capital Group Holdings II and CEO Jason Reese, who together report significant stakes in the issuer.
Long Ball holds $8,333,667 of 5.0% Convertible Senior PIK Notes due 2030 that, if not forborne, would convert into 2,400,111 shares. Long Ball agreed to forbear from converting those notes until November 10, 2026, so those shares are excluded from current beneficial ownership calculations. Ownership disclosures are based on 32,996,787 shares outstanding; Jason Reese beneficially owns 7,372,765 shares (22.3%), ICAM 5,918,746 (17.9%), Long Ball 5,009,662 (15.2%), and ICGH2 460,900 (1.4%).
Great Elm Group Schedule 13D/A amendment describes ownership and a forbearance agreement affecting convertible notes. Reporting persons include Imperial Capital Asset Management (ICAM), Long Ball Partners, Imperial Capital Group Holdings II and CEO Jason Reese, who together report significant stakes in the issuer.
Long Ball holds $8,333,667 of 5.0% Convertible Senior PIK Notes due 2030 that, if not forborne, would convert into 2,400,111 shares. Long Ball agreed to forbear from converting those notes until November 10, 2026, so those shares are excluded from current beneficial ownership calculations. Ownership disclosures are based on 32,996,787 shares outstanding; Jason Reese beneficially owns 7,372,765 shares (22.3%), ICAM 5,918,746 (17.9%), Long Ball 5,009,662 (15.2%), and ICGH2 460,900 (1.4%).
Reporting persons tied to Northern Right disclosed ownership of 6,058,509 shares of Great Elm Group, Inc. common stock, representing approximately 17.6% of outstanding shares as of August 29, 2025. That aggregate stake reflects direct holdings plus shares attributable through managed accounts and related entities and is calculated on a 34,419,416 share outstanding base that incorporates recent issuances through August 27, 2025.
The filing notes potential additional dilution from convertible PIK Notes that could issue up to 1,031,301 shares to certain Northern Right entities and 1,125,055 shares to managed accounts, and states that Northern Right parties have agreed to forbear converting PIK Notes until July 15, 2026. Matthew A. Drapkin beneficially owns 690,286 shares and received restricted stock awards with portions unvested within 60 days.