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Genesis Energy (NYSE: GEL) director logs phantom unit vesting and new grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Genesis Energy LP director Kenneth M. Jastrow II reported several compensation-related unit transactions. On July 1, 2026, 2,649 phantom units vested and were paid in cash, which is treated as a disposition of those phantom units and a simultaneous acquisition and disposition of 2,649 underlying Common Units - Class A back to the issuer at $14.77 per unit. After these steps, he held 152,649 Common Units - Class A directly. He also received a new grant of 3,154 phantom units, which are scheduled to vest on July 1, 2027 and be paid in cash based on the average closing price over the 20 trading days before vesting, and will accrue quarterly distribution equivalent rights during the vesting period.

Positive

  • None.

Negative

  • None.
Insider JASTROW KENNETH M II
Role null
Type Security Shares Price Value
Exercise Phantom Units 2,649 $0.00 --
Grant/Award Phantom Units 3,154 $0.00 --
Exercise Common Units - Class A 2,649 $0.00 --
Disposition Common Units - Class A 2,649 $14.77 $39K
Holdings After Transaction: Phantom Units — 8,015 shares (Direct, null); Common Units - Class A — 152,649 shares (Direct, null)
Footnotes (1)
  1. The payment of the phantom units in cash is deemed to be a disposition of the phantom units in exchange for the acquisition of the underlying Common Units - Class A and a simultaneous disposition of the underlying Common Units - Class A to the issuer. Upon vesting, the phantom units were paid in cash based on the average closing price of the Common Units - Class A for the 20 trading days immediately prior to the date of vesting. The phantom units will be paid in cash based on the average closing price of the Common Units - Class A for the 20 trading days immediately prior to the vesting date. Award includes tandem distribution equivalent rights pursuant to which the quarterly distributions paid by the partnership on each Common Unit - Class A will be accrued over the vesting period and paid quarterly.
Issuer disposition units 2,649 units Common Units - Class A disposed to issuer at $14.77 on July 1, 2026
Disposition price $14.77 per unit Price for 2,649 Common Units - Class A returned to issuer
Common units after transactions 152,649 units Direct holdings of Common Units - Class A following July 1, 2026 activity
New phantom unit grant 3,154 units Phantom units granted on July 1, 2026, vesting on July 1, 2027
Remaining phantom units 8,015 units Phantom unit balance after exercise and new grant on July 1, 2026
phantom units financial
"The payment of the phantom units in cash is deemed to be a disposition"
Phantom units are a form of employee compensation that mimics ownership in a company without issuing real shares: recipients receive cash or stock value tied to the company’s share price or performance when the units vest. They matter to investors because phantom units align employee incentives with shareholder value while avoiding share dilution; however, they create future cash obligations and can affect a company’s financial statements and cash flow.
distribution equivalent rights financial
"Award includes tandem distribution equivalent rights pursuant to which the quarterly distributions"
average closing price financial
"paid in cash based on the average closing price of the Common Units - Class A"
The average closing price is the arithmetic mean of a security’s end-of-day prices over a chosen period, found by adding each day’s closing price and dividing by the number of days. It smooths out daily ups and downs to show a typical market value—like averaging daily temperatures to understand a month’s climate—and helps investors spot trends, judge whether a stock is generally rising or falling, and make clearer buy or sell decisions.
issuer disposition financial
"simultaneous disposition of the underlying Common Units - Class A to the issuer"
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
JASTROW KENNETH M II

(Last)(First)(Middle)
6300 BEE CAVE ROAD
BUILDING ONE, 6TH FLOOR

(Street)
AUSTIN TEXAS 78746

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
GENESIS ENERGY LP [ GEL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Units - Class A(1)07/01/2026M2,649(1)A(2)152,649D
Common Units - Class A(1)07/01/2026D2,649(1)D$14.77(2)150,000D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Phantom Units(2)07/01/2026M2,64907/01/202607/01/2026Common Units - Class A2,649(2)8,015D
Phantom Units(3)(4)07/01/2026A3,15407/01/202707/01/2027Common Units - Class A3,154(3)(4)11,169D
Explanation of Responses:
1. The payment of the phantom units in cash is deemed to be a disposition of the phantom units in exchange for the acquisition of the underlying Common Units - Class A and a simultaneous disposition of the underlying Common Units - Class A to the issuer.
2. Upon vesting, the phantom units were paid in cash based on the average closing price of the Common Units - Class A for the 20 trading days immediately prior to the date of vesting.
3. The phantom units will be paid in cash based on the average closing price of the Common Units - Class A for the 20 trading days immediately prior to the vesting date.
4. Award includes tandem distribution equivalent rights pursuant to which the quarterly distributions paid by the partnership on each Common Unit - Class A will be accrued over the vesting period and paid quarterly.
Remarks:
Kenneth M. Jastrow II07/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did GEL director Kenneth M. Jastrow II report?

Kenneth M. Jastrow II reported vesting, an issuer disposition, and a new equity grant. 2,649 phantom units vested and were paid in cash, tied to 2,649 underlying Common Units - Class A, and he received 3,154 new phantom units scheduled to vest in 2027.

How many Genesis Energy (GEL) common units does the director hold after these transactions?

After the reported transactions, the director holds 152,649 Common Units - Class A. This figure reflects the disposition of 2,649 units to the issuer linked to the vesting of cash-settled phantom units and the simultaneous acquisition and disposition treatment described.

What are the key terms of the new phantom unit grant reported by GEL?

The new grant covers 3,154 phantom units with a 2027 vesting date. These phantom units will be paid in cash based on the average closing price of Common Units - Class A over the 20 trading days before vesting and include distribution equivalent rights.

How were the vested phantom units at Genesis Energy (GEL) settled?

The vested phantom units were settled in cash based on an average market price. Payment was calculated using the average closing price of Common Units - Class A over the 20 trading days before vesting, and is treated as an acquisition and disposition of the corresponding underlying units.

What does the issuer disposition in the GEL Form 4 represent?

The issuer disposition reflects units returned to Genesis Energy LP. When 2,649 phantom units vested and were paid in cash, it was deemed an acquisition of 2,649 underlying Common Units - Class A and a simultaneous disposition of those units back to the issuer.