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Gen Digital Inc. (GEN) SEC Filings

GEN NASDAQ

Welcome to our dedicated page for Gen Digital SEC filings (Ticker: GEN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Gen Digital Inc. filings document an operating company centered on consumer cyber safety, privacy, identity protection and financial wellness brands. Recent Form 8-K disclosures report periodic operating results, supplemental financial information, Nasdaq-listed common stock and contingent value rights, and material events affecting capital structure, operations and governance.

The filing record includes amendments to Gen's credit agreement covering revolving and term-loan facilities, board-approved restructuring disclosures, executive severance and retention arrangements, officer appointments, board leadership changes and Regulation FD materials. These filings also frame Gen's formal disclosure around debt terms, compensation governance, leadership structure and recurring financial reporting.

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Gen Digital Inc. (GEN) director Ondrej Vlcek reported an equity compensation grant and related tax withholding in common stock. On September 9, 2026 he received 9,072 shares as his annual non-employee director equity award, in the form of Restricted Stock Units that vest 100% on the earlier of September 9, 2027 or the next annual meeting, subject to continued service. On the same date, 2,647 shares were withheld by Gen Digital to satisfy his income tax withholding and remittance obligations in connection with the net settlement of these units, which the company states does not represent a sale. Following these transactions, an entity described as the Vlcek Family Foundation held 302,000 shares of Gen Digital common stock indirectly attributable to him. No Rule 10b5-1 trading plan is reported in connection with these events.

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Gen Digital Inc. (symbol: GEN) is the issuer of record for a Form 4 filing submitted to the SEC. Smith Sherrese M reported acquisition or exercise transactions in this Form 4 filing.

Gen Digital Inc. (GEN) reported that director Sherrese M. Smith received two equity grants on September 9, 2026. She was granted 9,072 RSUs as an annual non-employee director equity award and 1,680 RSUs as a stock-settled annual director retainer, both at $0.00 per share. The 9,072 RSUs vest 100% on the earlier of September 9, 2027, or the next annual meeting, and the 1,680 RSUs vest in four equal installments on December 1, 2026, March 1, 2027, June 1, 2027, and September 1, 2027, in each case subject to continued service. No Rule 10b5-1 trading plan is reported.

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Gen Digital Inc. (symbol: GEN) is the issuer of record for a Form 4 filing submitted to the SEC. HEATH EMILY reported acquisition or exercise transactions in this Form 4 filing.

Gen Digital Inc. (GEN) reported that director Emily Heath received an annual non-employee director equity award of 9,072 restricted stock units (RSUs) of common stock on September 9, 2026. These RSUs vest 100% on the earlier of September 9, 2027, or the next annual meeting, subject to continued service, bringing her direct holdings to 76,274 shares.

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Gen Digital Inc. (symbol: GEN) is the issuer of record for a Form 4 filing submitted to the SEC. Denzel Nora reported acquisition or exercise transactions in this Form 4 filing.

Gen Digital Inc. (GEN) reported that director Denzel Nora received an equity grant of 9,072 shares of Common Stock on September 9, 2026 as a non-employee director annual equity award in the form of RSUs. These RSUs vest 100% on the earlier of September 9, 2027 or the next annual meeting, subject to continued service. Following this award, Nora directly holds 52,754 shares of Gen Digital common stock. No Rule 10b5-1 trading plan is reported for this transaction.

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Gen Digital Inc. (symbol: GEN) is the issuer of record for a Form 4 filing submitted to the SEC. Chrystal John C reported acquisition or exercise transactions in this Form 4 filing.

Gen Digital Inc. (GEN) director Chrystal John C reported receiving an annual non‑employee director equity award of 9,072 Restricted Stock Units (RSUs) on September 9, 2026, at no cash price. These RSUs vest 100% on the earlier of September 9, 2027, or the next annual meeting, subject to continued service, bringing direct common stock holdings to 40,491 shares. The filing also reports direct holdings of GEN Contingent Value Rights linked to 51,140 underlying GEN common shares, which provide a potential $23.00 per GENVR share payment in GEN stock if specified trading-price or change‑of‑control conditions are met before April 17, 2027. No Rule 10b5‑1 trading plan is reported.

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Gen Digital Inc. director Eric Brandt reported equity-related transactions in the company’s common stock on September 9, 2026. He received an annual non-employee director award of 9,072 restricted stock units, which vest 100% on the earlier of September 9, 2027, or the next annual meeting, subject to continued service. On the same date, 8,822 shares of common stock were transferred as a gift to The Brandt Family Trust, over which he has voting power, leaving the trust with 78,506 shares held indirectly. No Rule 10b5-1 trading plan is reported for these transactions.

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Gen Digital Inc. (GEN) reported that director Pavel Baudis received an annual non-employee director equity award of 9,072 Restricted Stock Units (RSUs)2,647 shares$29.7649,816,185 shares

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Gen Digital Inc. (GEN) director Sue Barsamian reported a September 9, 2026 annual non-employee director equity award of 9,072 Restricted Stock Units, which vest 100% on the earlier of September 9, 2027 or the next annual meeting, subject to continued service. On the same date, she made a bona fide gift by transferring 8,822 shares of common stock to the Romans-Barsamian Revocable Trust, a family trust over which she has voting power; the trust now holds 99,885 shares indirectly. No Rule 10b5-1 trading plan is reported for these transactions.

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Gen Digital Inc. (GEN) reported results of its 2026 Annual Meeting of Stockholders held on September 9, 2026. Stockholders elected all nine nominated directors, including Vincent Pilette and Ondrej Vlcek, to serve until the next annual meeting and until their successors are duly elected or upon earlier resignation or removal.

Stockholders also ratified the appointment of KPMG LLP as the independent registered public accounting firm for the 2027 fiscal year, with 513,465,792 votes for and 32,131,523 against. However, in the advisory say-on-pay vote, stockholders did not approve executive compensation, with 209,903,985 votes for and 307,097,626 against. The company states it will continue to meaningfully engage with stockholders and consider their feedback in future compensation policies and decisions.

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Gen Digital Inc. (GEN) reported that officer Bryan Seuk Ko, who serves as COO, CLO and Secretary, sold 28,248 shares of common stock on September 4, 2026 at a weighted average price of $30.673 per share under a pre-arranged Rule 10b5-1 trading plan adopted on June 5, 2026. Following this sale, he beneficially owns 744,262 shares of Gen Digital common stock directly.

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FAQ

How many Gen Digital (GEN) SEC filings are available on StockTitan?

StockTitan tracks 69 SEC filings for Gen Digital (GEN), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Gen Digital (GEN)?

The most recent SEC filing for Gen Digital (GEN) was filed on September 11, 2026.