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Genius Sports (NYSE: GENI) CEO Mark Locke reports 20M+ shares, major RSU grants

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Genius Sports Ltd chief executive Mark Locke has filed an initial Form 3 showing his equity stake in the company. He directly holds 20,063,016 Ordinary Shares. In addition, he reports several restricted share unit (RSU) awards, each representing the right to receive one Ordinary Share if service-based vesting conditions are met.

The RSU positions cover 87,512 underlying Ordinary Shares granted on April 3, 2024 that vest on January 1, 2027; 197,347 underlying shares granted on April 10, 2025 that vest in two equal annual installments on January 1, 2027 and January 1, 2028; 120,000 underlying shares granted on May 13, 2025 that vest on March 20, 2026; and 508,548 underlying shares granted on March 17, 2026 that vest in three equal annual installments on March 17 of 2027, 2028 and 2029.

Positive

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Negative

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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
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hours per response:0.5
1. Name and Address of Reporting Person*
Locke Mark

(Last)(First)(Middle)
C/O GENIUS SPORTS LTD
1ST FLOOR, 27 SOHO SQUARE

(Street)
LONDONW1D 3QR

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
Genius Sports Ltd [ GENI ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares20,063,016D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Share Units (1)(2) (1)(2)Ordinary Shares87,512$0D
Restricted Share Units (1)(3) (1)(3)Ordinary Shares197,347$0D
Restricted Share Units (1)(4) (1)(4)Ordinary Shares120,000$0D
Restricted Share Units (1)(5) (1)(5)Ordinary Shares508,548$0D
Explanation of Responses:
1. The reported securities represent restricted share units ("RSUs"), which each represent the contingent right to receive one Ordinary Share, subject to the Reporting Person's continued service through the applicable vesting date.
2. These RSUs were granted on April 3, 2024 and vest on January 1, 2027.
3. These RSUs were granted on April 10, 2025 and vest in two equal annual installments on January 1, 2027 and January 1, 2028.
4. These RSUs were granted on May 13, 2025 and vest on March 20, 2026.
5. These RSUs were granted on March 17, 2026 and vest in three equal annual installments on March 17 of each of 2027, 2028 and 2029.
Remarks:
Exhibit List - Exhibit 24.1 Power of Attorney
/s/ Carolyn Duncanson, Attorney-in Fact03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)
Genius Sports Limited

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