Gevo Insider Filing: 1,642 Shares Sold Under 10b5-1 Plan by CEO

Rhea-AI Filing Summary

Patrick R. Gruber, Gevo, Inc. CEO and Director, reported insider share disposals on Form 4 dated 09/05/2025 reflecting transactions on 09/04/2025. The filing shows 1,642 shares sold at a weighted average price of $1.6295 per share under a 10b5-1 plan to cover tax withholding upon vesting of a restricted stock award. After the reported sale, Mr. Gruber beneficially owns 3,845,462 shares directly.

The filing also notes 22,017.45 shares held indirectly through a 401(k) plan and a separate disposal of 8.51 shares under the 401(k) between August 5, 2025 and September 4, 2025 to cover administrative fees. The 10b5-1 plan was adopted on November 14, 2024.

Positive

• Transaction executed under a 10b5-1 plan, indicating pre-planned and rule-compliant trading
• Clear disclosure of weighted average price range and willingness to provide a full breakdown on request
• Filing reports both direct and indirect ownership, showing transparency (3,845,462 direct; 22,017.45 indirect via 401(k))

Negative

• Insider disposed of 1,642 shares, reducing direct holdings
• Additional disposals of 8.51 shares in the 401(k) were recorded to cover administrative fees

Insights

Securities Analyst

TL;DR: Routine insider tax-withholding sale under a 10b5-1 plan; modest volume relative to total reported holdings.

The report documents a controlled disposition of 1,642 shares at a weighted average price of $1.6295 per share executed pursuant to a 10b5-1 trading plan to satisfy tax withholding on vested restricted stock. The filing also discloses 3,845,462 shares of direct beneficial ownership and 22,017.45 shares held indirectly in a 401(k). From a trading-impact perspective, the transaction appears administrative in nature rather than a strategic sale, and the filer commits to provide further breakdown of prices within the reported range upon request.

Corporate Governance Expert

TL;DR: Disclosure aligns with Rule 16 reporting and 10b5-1 plan mechanics; shows transparency on tax-related dispositions.

The Form 4 clearly states the shares sold were to cover tax withholding for vested restricted stock and were executed under a pre-existing 10b5-1 plan adopted on November 14, 2024. The filing includes an explanation of the weighted average price range and indicates additional small disposals within the company 401(k) for administrative fees. Signature by an attorney-in-fact is provided, meeting filing formalities.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Gruber Patrick R.

(Last) (First) (Middle)

C/O GEVO, INC. 345 INVERNESS DRIVE SOUTH

BUILDING C, SUITE 310

(Street)

ENGLEWOOD CO 80112

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Gevo, Inc. [ GEVO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

3. Date of Earliest Transaction (Month/Day/Year)
09/04/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/04/2025		S(1)		1,642	D	$1.6295(2)	3,845,462	D
Common Stock								22,017.45(3)	I	By 401(k) Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares sold by the Reporting Person to cover tax withholding obligations upon vesting of a restricted stock award. The reported sales were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 14, 2024.

2. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.61 to $1.64 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

3. Between August 5, 2025 and September 4, 2025, the reporting person disposed of 8.51 shares of the issuer's common stock under the issuer's 401(k) plan to cover administrative fees. The information in this report is based on a plan statement dated August 25, 2025.

	/s/ E. Cabell Massey, Attorney-in-Fact	09/05/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did GEVO CEO Patrick R. Gruber report on Form 4 (GEVO)?

The Form 4 reports that Patrick R. Gruber sold 1,642 shares on 09/04/2025 at a weighted average price of $1.6295 under a 10b5-1 plan to cover tax withholding for vested restricted stock.

How many GEVO shares does Patrick Gruber beneficially own after the reported transaction?

Following the reported sale, the filing shows 3,845,462 shares beneficially owned directly by Patrick R. Gruber.

Was the 09/04/2025 sale part of a 10b5-1 trading plan?

Yes. The filing states the sales were effected pursuant to a 10b5-1 trading plan adopted on November 14, 2024.

Are there any indirect holdings disclosed in the Form 4 for GEVO?

Yes. The filing discloses 22,017.45 shares held indirectly by the reporting person through a 401(k) plan.

Did the Form 4 report any other disposals related to the 401(k)?

Yes. The report notes the reporting person disposed of 8.51 shares under the issuer's 401(k) plan between August 5, 2025 and September 4, 2025 to cover administrative fees.