STOCK TITAN

[Form 4] Gevo, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Form 4 filing – Insider transaction at Gevo (GEVO)

Executive Vice President L. Lynn Smull reported the disposition of 3,928.83 shares of Gevo common stock on 01 Jul 2025 at an average price of $1.33 per share. The shares were held in and sold through the company’s 401(k) plan; a footnote clarifies that 20.63 of those shares were liquidated between 11 Jun 2025 and 07 Jul 2025 to cover plan administrative fees.

After the transaction, Smull’s indirect 401(k) position stands at 18,098.05 shares. A separate line in the filing indicates 1,171,550 shares of direct ownership, suggesting the officer maintains a substantial equity stake. No derivative securities were reported, and the filing does not reference the use of a Rule 10b5-1 trading plan.

The sale represents a very small fraction of Smull’s total holdings and is unlikely to have a material effect on Gevo’s share float or signal a strategic outlook change. The form appears timely and complete, satisfying Section 16 reporting obligations.

Deposito del Modulo 4 – Transazione interna presso Gevo (GEVO)

Il Vicepresidente Esecutivo L. Lynn Smull ha comunicato la cessione di 3.928,83 azioni ordinarie di Gevo il 1° luglio 2025, a un prezzo medio di 1,33 $ per azione. Le azioni erano detenute e vendute tramite il piano 401(k) dell’azienda; una nota a piè di pagina specifica che 20,63 di queste azioni sono state liquidate tra l’11 giugno 2025 e il 7 luglio 2025 per coprire le spese amministrative del piano.

Dopo la transazione, la posizione indiretta di Smull nel piano 401(k) ammonta a 18.098,05 azioni. Un’altra voce nel documento indica una proprietà diretta di 1.171.550 azioni, suggerendo che l’alto dirigente mantiene una partecipazione azionaria significativa. Non sono stati segnalati strumenti derivati e il modulo non menziona l’utilizzo di un piano di trading secondo la Regola 10b5-1.

La vendita rappresenta una frazione molto piccola del totale delle azioni detenute da Smull ed è improbabile che abbia un impatto rilevante sul flottante di Gevo o che segnali un cambiamento strategico. Il modulo sembra presentato in modo tempestivo e completo, soddisfacendo gli obblighi di comunicazione della Sezione 16.

Presentación del Formulario 4 – Transacción interna en Gevo (GEVO)

El Vicepresidente Ejecutivo L. Lynn Smull reportó la disposición de 3.928,83 acciones ordinarias de Gevo el 1 de julio de 2025 a un precio promedio de $1,33 por acción. Las acciones se mantuvieron y vendieron a través del plan 401(k) de la empresa; una nota aclara que 20,63 de esas acciones fueron liquidadas entre el 11 de junio y el 7 de julio de 2025 para cubrir las tarifas administrativas del plan.

Tras la transacción, la posición indirecta de Smull en el 401(k) es de 18.098,05 acciones. Otra línea en el informe indica una propiedad directa de 1.171.550 acciones, lo que sugiere que el ejecutivo mantiene una participación accionaria considerable. No se reportaron valores derivados y el formulario no menciona el uso de un plan de negociación bajo la Regla 10b5-1.

La venta representa una fracción muy pequeña del total de acciones de Smull y es poco probable que tenga un efecto material en el flotante de Gevo o que indique un cambio estratégico. El formulario parece presentado a tiempo y completo, cumpliendo con las obligaciones de reporte de la Sección 16.

Form 4 제출 – Gevo(GEVO) 내부자 거래

부사장 L. Lynn Smull이 2025년 7월 1일에 Gevo 보통주 3,928.83주를 주당 평균 $1.33에 처분했다고 보고했습니다. 해당 주식은 회사의 401(k) 플랜을 통해 보유 및 판매되었으며, 각주에는 20.63주가 2025년 6월 11일부터 7월 7일 사이에 플랜 관리 수수료를 충당하기 위해 청산되었다고 명시되어 있습니다.

거래 후 Smull의 간접 401(k) 보유 주식은 18,098.05주입니다. 제출서류의 별도 항목에는 1,171,550주의 직접 소유가 기재되어 있어 임원이 상당한 지분을 유지하고 있음을 시사합니다. 파생상품은 보고되지 않았으며, 10b5-1 규칙에 따른 거래 계획 사용에 대한 언급도 없습니다.

이번 매도는 Smull의 전체 보유 주식 중 매우 작은 비중에 해당하며 Gevo의 유통 주식 수에 실질적인 영향을 미치거나 전략적 전망 변화를 시사할 가능성은 낮습니다. 제출서류는 적시에 완전하게 이루어진 것으로 보이며, 섹션 16 보고 의무를 충족합니다.

Dépôt du formulaire 4 – Transaction d’initié chez Gevo (GEVO)

Le vice-président exécutif L. Lynn Smull a déclaré la cession de 3 928,83 actions ordinaires de Gevo le 1er juillet 2025, à un prix moyen de 1,33 $ par action. Les actions étaient détenues et vendues via le plan 401(k) de l’entreprise ; une note précise que 20,63 de ces actions ont été liquidées entre le 11 juin 2025 et le 7 juillet 2025 pour couvrir les frais administratifs du plan.

Après la transaction, la position indirecte de Smull dans le plan 401(k) s’élève à 18 098,05 actions. Une autre ligne du dépôt indique une propriété directe de 1 171 550 actions, ce qui suggère que le dirigeant conserve une participation importante. Aucun titre dérivé n’a été signalé et le dépôt ne mentionne pas l’utilisation d’un plan de trading selon la règle 10b5-1.

Cette vente représente une très faible fraction des avoirs totaux de Smull et ne devrait pas avoir d’impact significatif sur le flottant de Gevo ni indiquer un changement stratégique. Le formulaire semble avoir été déposé en temps voulu et de manière complète, satisfaisant aux obligations de déclaration de la Section 16.

Formular 4 Einreichung – Insider-Transaktion bei Gevo (GEVO)

Executive Vice President L. Lynn Smull meldete die Veräußerung von 3.928,83 Aktien der Gevo-Stammaktien am 01. Juli 2025 zu einem durchschnittlichen Preis von 1,33 $ pro Aktie. Die Aktien wurden im Rahmen des 401(k)-Plans des Unternehmens gehalten und verkauft; eine Fußnote erläutert, dass 20,63 dieser Aktien zwischen dem 11. Juni 2025 und dem 7. Juli 2025 zur Deckung von Verwaltungsgebühren des Plans liquidiert wurden.

Nach der Transaktion hält Smull indirekt 18.098,05 Aktien im 401(k)-Plan. Eine separate Angabe im Bericht zeigt eine direkte Beteiligung von 1.171.550 Aktien, was darauf hindeutet, dass der Manager einen erheblichen Aktienanteil besitzt. Es wurden keine Derivate gemeldet, und das Formular erwähnt nicht die Nutzung eines Rule 10b5-1 Handelsplans.

Der Verkauf stellt einen sehr kleinen Bruchteil von Smulls Gesamtbestand dar und wird wahrscheinlich keinen wesentlichen Einfluss auf den Streubesitz von Gevo haben oder auf eine strategische Änderung hinweisen. Das Formular scheint fristgerecht und vollständig eingereicht worden zu sein und erfüllt die Meldepflichten gemäß Abschnitt 16.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Small administrative insider sale; neutral impact on valuation.

The 3,929-share sale equals roughly 0.3% of the officer’s reported direct and indirect holdings (>1.19 million shares). Proceeds (~$5,200) are immaterial relative to Gevo’s market cap and were used to cover 401(k) fees, per the footnote. With no derivatives, accelerated vesting, or 10b5-1 plan disclosed, the filing reads as routine. I view the event as non-signal for investors and maintain a neutral stance.

TL;DR: Routine plan-related sale; governance neutral.

The filing is on time, includes attorney-in-fact signature, and discloses the administrative purpose of the sale, indicating good compliance practice. The officer’s continued large holding aligns interests with shareholders. No red flags or unusual patterns emerge, so governance impact is considered neutral.

Deposito del Modulo 4 – Transazione interna presso Gevo (GEVO)

Il Vicepresidente Esecutivo L. Lynn Smull ha comunicato la cessione di 3.928,83 azioni ordinarie di Gevo il 1° luglio 2025, a un prezzo medio di 1,33 $ per azione. Le azioni erano detenute e vendute tramite il piano 401(k) dell’azienda; una nota a piè di pagina specifica che 20,63 di queste azioni sono state liquidate tra l’11 giugno 2025 e il 7 luglio 2025 per coprire le spese amministrative del piano.

Dopo la transazione, la posizione indiretta di Smull nel piano 401(k) ammonta a 18.098,05 azioni. Un’altra voce nel documento indica una proprietà diretta di 1.171.550 azioni, suggerendo che l’alto dirigente mantiene una partecipazione azionaria significativa. Non sono stati segnalati strumenti derivati e il modulo non menziona l’utilizzo di un piano di trading secondo la Regola 10b5-1.

La vendita rappresenta una frazione molto piccola del totale delle azioni detenute da Smull ed è improbabile che abbia un impatto rilevante sul flottante di Gevo o che segnali un cambiamento strategico. Il modulo sembra presentato in modo tempestivo e completo, soddisfacendo gli obblighi di comunicazione della Sezione 16.

Presentación del Formulario 4 – Transacción interna en Gevo (GEVO)

El Vicepresidente Ejecutivo L. Lynn Smull reportó la disposición de 3.928,83 acciones ordinarias de Gevo el 1 de julio de 2025 a un precio promedio de $1,33 por acción. Las acciones se mantuvieron y vendieron a través del plan 401(k) de la empresa; una nota aclara que 20,63 de esas acciones fueron liquidadas entre el 11 de junio y el 7 de julio de 2025 para cubrir las tarifas administrativas del plan.

Tras la transacción, la posición indirecta de Smull en el 401(k) es de 18.098,05 acciones. Otra línea en el informe indica una propiedad directa de 1.171.550 acciones, lo que sugiere que el ejecutivo mantiene una participación accionaria considerable. No se reportaron valores derivados y el formulario no menciona el uso de un plan de negociación bajo la Regla 10b5-1.

La venta representa una fracción muy pequeña del total de acciones de Smull y es poco probable que tenga un efecto material en el flotante de Gevo o que indique un cambio estratégico. El formulario parece presentado a tiempo y completo, cumpliendo con las obligaciones de reporte de la Sección 16.

Form 4 제출 – Gevo(GEVO) 내부자 거래

부사장 L. Lynn Smull이 2025년 7월 1일에 Gevo 보통주 3,928.83주를 주당 평균 $1.33에 처분했다고 보고했습니다. 해당 주식은 회사의 401(k) 플랜을 통해 보유 및 판매되었으며, 각주에는 20.63주가 2025년 6월 11일부터 7월 7일 사이에 플랜 관리 수수료를 충당하기 위해 청산되었다고 명시되어 있습니다.

거래 후 Smull의 간접 401(k) 보유 주식은 18,098.05주입니다. 제출서류의 별도 항목에는 1,171,550주의 직접 소유가 기재되어 있어 임원이 상당한 지분을 유지하고 있음을 시사합니다. 파생상품은 보고되지 않았으며, 10b5-1 규칙에 따른 거래 계획 사용에 대한 언급도 없습니다.

이번 매도는 Smull의 전체 보유 주식 중 매우 작은 비중에 해당하며 Gevo의 유통 주식 수에 실질적인 영향을 미치거나 전략적 전망 변화를 시사할 가능성은 낮습니다. 제출서류는 적시에 완전하게 이루어진 것으로 보이며, 섹션 16 보고 의무를 충족합니다.

Dépôt du formulaire 4 – Transaction d’initié chez Gevo (GEVO)

Le vice-président exécutif L. Lynn Smull a déclaré la cession de 3 928,83 actions ordinaires de Gevo le 1er juillet 2025, à un prix moyen de 1,33 $ par action. Les actions étaient détenues et vendues via le plan 401(k) de l’entreprise ; une note précise que 20,63 de ces actions ont été liquidées entre le 11 juin 2025 et le 7 juillet 2025 pour couvrir les frais administratifs du plan.

Après la transaction, la position indirecte de Smull dans le plan 401(k) s’élève à 18 098,05 actions. Une autre ligne du dépôt indique une propriété directe de 1 171 550 actions, ce qui suggère que le dirigeant conserve une participation importante. Aucun titre dérivé n’a été signalé et le dépôt ne mentionne pas l’utilisation d’un plan de trading selon la règle 10b5-1.

Cette vente représente une très faible fraction des avoirs totaux de Smull et ne devrait pas avoir d’impact significatif sur le flottant de Gevo ni indiquer un changement stratégique. Le formulaire semble avoir été déposé en temps voulu et de manière complète, satisfaisant aux obligations de déclaration de la Section 16.

Formular 4 Einreichung – Insider-Transaktion bei Gevo (GEVO)

Executive Vice President L. Lynn Smull meldete die Veräußerung von 3.928,83 Aktien der Gevo-Stammaktien am 01. Juli 2025 zu einem durchschnittlichen Preis von 1,33 $ pro Aktie. Die Aktien wurden im Rahmen des 401(k)-Plans des Unternehmens gehalten und verkauft; eine Fußnote erläutert, dass 20,63 dieser Aktien zwischen dem 11. Juni 2025 und dem 7. Juli 2025 zur Deckung von Verwaltungsgebühren des Plans liquidiert wurden.

Nach der Transaktion hält Smull indirekt 18.098,05 Aktien im 401(k)-Plan. Eine separate Angabe im Bericht zeigt eine direkte Beteiligung von 1.171.550 Aktien, was darauf hindeutet, dass der Manager einen erheblichen Aktienanteil besitzt. Es wurden keine Derivate gemeldet, und das Formular erwähnt nicht die Nutzung eines Rule 10b5-1 Handelsplans.

Der Verkauf stellt einen sehr kleinen Bruchteil von Smulls Gesamtbestand dar und wird wahrscheinlich keinen wesentlichen Einfluss auf den Streubesitz von Gevo haben oder auf eine strategische Änderung hinweisen. Das Formular scheint fristgerecht und vollständig eingereicht worden zu sein und erfüllt die Meldepflichten gemäß Abschnitt 16.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Smull L Lynn

(Last) (First) (Middle)
C/O GEVO, INC. 345 INVERNESS DRIVE SOUTH
BUILDING C, SUITE 310

(Street)
ENGLEWOOD CO 80112

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Gevo, Inc. [ GEVO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/01/2025 07/07/2025 S 3,928.83 D $1.33 18,098.05(1) I By 401(k) Plan
Common Stock 1,171,550 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Between June 11, 2025 and July 7, 2025, the reporting person disposed of 20.63 shares of the issuer's common stock under the issuer's 401(k) plan to cover administrative fees. The information in this report is based on a plan statement dated July 7, 2025.
/s/ E. Cabell Massey, Attorney-in-Fact 07/08/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many GEVO shares did EVP L. Lynn Smull sell on July 1, 2025?

He disposed of 3,928.83 shares of common stock.

At what price were the shares sold?

The reported average sale price was $1.33 per share.

How many GEVO shares does Smull still own after the sale?

He retains 18,098.05 shares in the 401(k) plus 1,171,550 shares held directly.

Why were the shares sold from the 401(k) plan?

The filing notes that 20.63 shares were sold to cover 401(k) administrative fees.

Did the Form 4 disclose any derivative security transactions?

No. The derivative securities table shows no activity.

Was the transaction made under a Rule 10b5-1 trading plan?

The filing does not indicate that a Rule 10b5-1 plan was used.
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359.34M
228.49M
4.36%
22.47%
13.45%
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United States
ENGLEWOOD