Welcome to our dedicated page for Gabelli Global Small & Mid Cap Value Tru SEC filings (Ticker: GGZ), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Gabelli Global Small & Mid Cap Value Trust invests in more than 30 countries, hunting for undervalued small- and mid-cap stocks that bigger funds often overlook. That global reach means its SEC paperwork hides essential clues: distribution policy shifts, leverage changes, and why a sudden catalyst might lift a holding’s net asset value. If you have ever searched “Gabelli Global Small & Mid Cap Value Trust insider trading Form 4 transactions” or wondered how to track dividend resets across filings, you already know the challenge.
Here’s the direct route. Every GGZ disclosure—whether an N-CSR annual report (think “Gabelli Global Small & Mid Cap Value Trust annual report 10-K simplified”), the mid-year N-PORT that replaces a traditional 10-Q (“Gabelli Global Small & Mid Cap Value Trust quarterly earnings report 10-Q filing”), a swift 8-K material event, or a DEF 14A proxy statement on executive compensation—is indexed below in real time. You can even drill into
- Form 4 insider transactions real-time
- 8-K material events explained
- Proxy statement executive compensation details
Stock Titan’s AI summaries translate the technical language so you can spend minutes, not hours, understanding GGZ’s SEC documents. Get alerts on “[Gabelli Global Small & Mid Cap Value Trust] earnings report filing analysis,” see “[Gabelli Global Small & Mid Cap Value Trust] executive stock transactions Form 4,” and compare portfolio turnover from one report to the next. Understanding Gabelli Global Small & Mid Cap Value Trust SEC filings with AI means you catch inside buys before the market notices and spot shifts in sector weights the moment they’re filed.
Mario J. Gabelli reported purchases of Series E Cumulative Preferred Shares of Gabelli Global Small & Mid Cap Value Trust (GGZ). The filing shows a direct purchase of 750,000 shares at $10 per share and additional indirect acquisitions through affiliated entities: 200,000 shares held by Associated Capital Group, Inc., 100,000 held by GGCP, Inc., and 100,000 held by CIBL, Inc., each at $10 per share. The explanatory notes state Mr. Gabelli’s roles with those entities and that he disclaims beneficial ownership of shares held by those entities beyond his indirect pecuniary interest.
Mario J. Gabelli reported the redemption of Series B Cumulative Preferred Shares on September 26, 2025. The filing shows three disposals related to the mandatory redemption: 473,596 shares were disposed of directly; 70,600 shares were disposed of indirectly through Associated Capital Group, Inc.; and 88,200 shares were disposed of indirectly through GGCP, Inc. Each share had a $10 liquidation price and the post-transaction beneficial ownership for those reported positions is shown as 0. The filing discloses Mr. Gabelli's roles: director, 10% owner, and control person of advisers, and explains he disclaims beneficial ownership of amounts in excess of his indirect pecuniary interest in the two entities.
Kevin V. Dreyer, a director at GAMCO Investors reporting for Gabelli Global Small & Mid Cap Value Trust (GGZ), reported the mandatory redemption of Series B Cumulative Preferred Shares. On 09/26/2025 Mr. Dreyer disposed of 1,800 Series B preferred shares at a redemption price of $10 per share, and the filing shows 0 shares beneficially owned following the transaction. The Form 4 indicates the redemption was required under the mandatory redemption of the outstanding Series B shares and is signed by Kevin V. Dreyer on 09/29/2025.