Welcome to our dedicated page for Gabelli Global Small & Mid Cap Value Tru SEC filings (Ticker: GGZ), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Gabelli Global Small and Mid Cap Value Trust (NYSE: GGZ) is a diversified, closed-end management investment company with a stated objective of achieving long-term capital growth of capital. As a registered investment company, GGZ provides regulatory disclosures through SEC filings, which typically include information on its investment objective, policies, risks, portfolio holdings, and financial statements.
On this page, investors can review the Fund’s historical and ongoing SEC filings as they become available, such as annual and semi-annual reports and other required documents. These filings expand on the themes highlighted in the Fund’s public announcements, including its focus on investing at least 80% of total assets in equity securities of companies with small or medium sized market capitalizations under normal market conditions.
Regulatory documents for GGZ also complement the Fund’s distribution-related communications. While press releases describe quarterly and potential year-end distributions, SEC filings provide additional context on earnings, realized capital gains, and other factors that influence whether distributions are characterized as net investment income, capital gains, or return of capital.
Stock Titan enhances access to GGZ’s regulatory information by pairing real-time updates from EDGAR with AI-powered summaries. These tools can help explain the key points in lengthy filings, highlight how the Fund describes its investment objective and policies, and make it easier to locate information related to distributions, tax treatment, and portfolio composition. This page serves as a focused resource for understanding the regulatory record of The Gabelli Global Small and Mid Cap Value Trust.
Mario J. Gabelli reported purchases of Series E Cumulative Preferred Shares of Gabelli Global Small & Mid Cap Value Trust (GGZ). The filing shows a direct purchase of 750,000 shares at $10 per share and additional indirect acquisitions through affiliated entities: 200,000 shares held by Associated Capital Group, Inc., 100,000 held by GGCP, Inc., and 100,000 held by CIBL, Inc., each at $10 per share. The explanatory notes state Mr. Gabelli’s roles with those entities and that he disclaims beneficial ownership of shares held by those entities beyond his indirect pecuniary interest.
Mario J. Gabelli reported the redemption of Series B Cumulative Preferred Shares on September 26, 2025. The filing shows three disposals related to the mandatory redemption: 473,596 shares were disposed of directly; 70,600 shares were disposed of indirectly through Associated Capital Group, Inc.; and 88,200 shares were disposed of indirectly through GGCP, Inc. Each share had a $10 liquidation price and the post-transaction beneficial ownership for those reported positions is shown as 0. The filing discloses Mr. Gabelli's roles: director, 10% owner, and control person of advisers, and explains he disclaims beneficial ownership of amounts in excess of his indirect pecuniary interest in the two entities.
Kevin V. Dreyer, a director at GAMCO Investors reporting for Gabelli Global Small & Mid Cap Value Trust (GGZ), reported the mandatory redemption of Series B Cumulative Preferred Shares. On 09/26/2025 Mr. Dreyer disposed of 1,800 Series B preferred shares at a redemption price of $10 per share, and the filing shows 0 shares beneficially owned following the transaction. The Form 4 indicates the redemption was required under the mandatory redemption of the outstanding Series B shares and is signed by Kevin V. Dreyer on 09/29/2025.