GGZ secretary files initial ownership, no trades

Gabelli Global Small & Mid Cap Value Trust (GGZ) reported that Jackson J Christopher, who serves as Secretary, filed an initial statement of beneficial ownership.

Rhea-AI Filing Summary

Gabelli Global Small & Mid Cap Value Trust (GGZ) reported that Jackson J Christopher, who serves as Secretary, filed an initial statement of beneficial ownership. The filing lists no reported transactions, no derivative positions, and no holding entries in this Form 3 data snapshot.

Key Figures

Buy transactions reported: 0 Sell transactions reported: 0 Derivative transactions reported: 0 +2 more

5 metrics

Buy transactions reported 0 buyCount in the transaction summary for this Form 3

Sell transactions reported 0 sellCount in the transaction summary for this Form 3

Derivative transactions reported 0 derivativeTransactionCount in the transaction summary

Holding entries reported 0 holdingEntries in the transaction summary

10% owner status 0 is_ten_percent_owner flag for Jackson J Christopher

Key Terms

Form 3, reporting person, beneficial ownership

3 terms

Form 3 regulatory

"Initial statement of beneficial ownership filed on Form 3"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

reporting person regulatory

"Reporting person data lists Jackson J Christopher as an officer"

beneficial ownership financial

"Initial statement of beneficial ownership for the reporting person"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 3 filed for GGZ by Jackson J Christopher show?

The Form 3 shows that Jackson J Christopher, Secretary of Gabelli Global Small & Mid Cap Value Trust (GGZ), filed an initial beneficial ownership report with no transactions, no derivative positions, and no holding entries reported in this data extract.

Is Jackson J Christopher an officer of Gabelli Global Small & Mid Cap Value Trust (GGZ)?

Yes. The Form 3 identifies Jackson J Christopher as an officer of Gabelli Global Small & Mid Cap Value Trust (GGZ), with the officer title listed as Secretary in the filing data.

Does the GGZ Form 3 for Jackson J Christopher report any insider buy or sell transactions?

No. The filing’s transaction summary shows buyCount 0 and sellCount 0, indicating that no purchase or sale transactions are reported for Jackson J Christopher in this Form 3.

Are there any derivative securities reported for Jackson J Christopher in the GGZ Form 3?

No. The derivativeSummary is empty and the transaction summary shows derivativeTransactionCount 0, indicating that no derivative positions or derivative transactions are reported in this Form 3 data.

Is Jackson J Christopher reported as a 10% owner of Gabelli Global Small & Mid Cap Value Trust (GGZ)?

No. The reporting person data lists is_ten_percent_owner: 0, which indicates that Jackson J Christopher is not reported as a 10% owner of Gabelli Global Small & Mid Cap Value Trust in this Form 3.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/17/2026 - 03:46 PM Accepted by SEC EDGAR 08/17/2026 - 03:46 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Jackson J Christopher

(Last) (First) (Middle)

C/O GAMCO INVESTORS, INC.

ONE CORPORATE CENTER

(Street)

RYE NEW YORK 10580

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
08/12/2026

3. Issuer Name and Ticker or Trading Symbol
Gabelli Global Small & Mid Cap Value Trust [ GGZ ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Secretary

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	Christopher Jackson	08/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)