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GIGAMEDIA (GIGM) director Liu Nick Chia-En files initial Form 3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

GIGAMEDIA Ltd director Liu Nick Chia-En filed an initial Form 3, which is a statement of beneficial ownership for company insiders. The filing identifies him as a director of GIGAMEDIA Ltd but does not list any specific transactions or share holdings in the provided data.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Liu Nick Chia-En

(Last)(First)(Middle)
8F, NO.22, LANE 407, SEC.2, TIDING BLVD.

(Street)
TAIPEI114

(City)(State)(Zip)

TAIWAN, PROVINCE OF CHINA

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
GIGAMEDIA Ltd [ GIGM ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/Liu Nick Chia-En03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the GIGAMEDIA Ltd (GIGM) Form 3 filing report for Liu Nick Chia-En?

The Form 3 filing identifies Liu Nick Chia-En as a director of GIGAMEDIA Ltd. It serves as an initial statement of beneficial ownership but, in the provided data, does not detail specific transactions or listed holdings.

Does the GIGAMEDIA Ltd (GIGM) Form 3 show any share purchases or sales?

No, the provided Form 3 data shows no reportable transactions for Liu Nick Chia-En. All transaction counts, including buys, sells, exercises, gifts, and tax withholdings, are recorded as zero in the transaction summary section.

What insider role is disclosed in GIGAMEDIA Ltd (GIGM) Form 3?

The filing states that Liu Nick Chia-En is a director of GIGAMEDIA Ltd. He is not listed as an officer or ten percent owner in the provided metadata, which focuses solely on his director status.

Are any derivative securities reported in the GIGAMEDIA Ltd (GIGM) Form 3?

No derivative securities are reported in the provided Form 3 data. The derivative summary is empty, and derivative transaction counts are shown as zero, indicating no options, warrants, or similar instruments disclosed here.

Does the GIGAMEDIA Ltd (GIGM) Form 3 indicate any net buying or selling activity?

The transaction summary shows a neutral net buy-sell direction, with netBuySellShares at zero. This means the filing, as provided, does not reflect any net acquisition or disposition of GIGAMEDIA Ltd securities by Liu Nick Chia-En.

What is the purpose of this GIGAMEDIA Ltd (GIGM) Form 3 filing?

This Form 3 serves as an initial disclosure of insider status for director Liu Nick Chia-En. It establishes regulatory reporting for his beneficial ownership, even though the provided data does not list specific share positions or transactions.
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